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Lumen
LUMN

710 hedge funds and large institutions have $10.2B invested in Lumen in 2021 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 260 increasing their positions, 237 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 260 | Existing positions reduced: 237

9% more call options, than puts

Call options by funds: $183M | Put options by funds: $167M

1% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 75

1% less funds holding

Funds holding: 719 → 710 (-9)

1.85% less ownership

Funds ownership: 76.26% → 74.4% (-1.9%)

7% less funds holding in top 10

Funds holding in top 10: 14 → 13 (-1)

11% less capital invested

Capital invested by funds: $11.4B → $10.2B (-$1.26B)

Holders
710
Holders Change
-9
Holders Change %
-1.25%
% of All Funds
12.43%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.23%
New
76
Increased
260
Reduced
237
Closed
75
Calls
$183M
Puts
$167M
Net Calls
+$15.7M
Net Calls Change
+$14.3M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$68.1M
2
SAM
Southeastern Asset Management
Tennessee
+$50.5M
3
First Trust Advisors
First Trust Advisors
Illinois
+$43.6M
4
Charles Schwab
Charles Schwab
California
+$30.1M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$26M

Top Sellers

1
Citigroup
Citigroup
New York
-$129M
2
Invesco
Invesco
Georgia
-$87.7M
3
Bank of America
Bank of America
North Carolina
-$66.7M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$43.2M
5
PFC
Poplar Forest Capital
California
-$22.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
GAM
751
Gemmer Asset Management
California
– -$7K -492 Closed
BWP
752
Baldwin Wealth Partners
Massachusetts
– -$5K -350 Closed
CFO
753
CVA Family Office
Colorado
– -$3K -200 Closed
BBL
754
Beck Bode LLC
Massachusetts
– -$2K -150 Closed
RFA
755
Reilly Financial Advisors
California
– -$2K -144 Closed
KFP
756
KB Financial Partners
New Jersey
– -$2K -140 Closed
MPWT
757
MassMutual Private Wealth & Trust
Connecticut
– -$2K -135 Closed
PSIWM
758
Paradigm Strategies in Wealth Management
Minnesota
– -$1K -56 Closed
FFA
759
Freedman Financial Associates
Massachusetts
– -$1K -52 Closed
TWA
760
TCI Wealth Advisors
Arizona
– -$1K -44 Closed
SL
761
Savior LLC
Massachusetts
– -$1K -41 Closed
FGAM
762
Financial Gravity Asset Management
Texas
– -$14K -23 Closed
TLCM
763
Twin Lakes Capital Management
California
– +$13 +1 +3%
Neuberger Berman Group
764
Neuberger Berman Group
New York
– +$154K +12,301 New
27 28 29 30
31

LUMN Hedge Fund Activity: Q3 2021 in Review

710 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q3 2021, worth a combined $10.2B — down 11% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new LUMN positions and 75 closed out — a net gain of 1 holder — while 260 added to existing stakes and 237 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $68.1M. The largest seller was Citigroup, cutting an estimated $129M.

  • 710 institutional investors held Lumen (LUMN) as of Q3 2021, down from 719 in Q2 2021.
  • Funds reported $10.2B of Lumen stock for Q3 2021, down 11% quarter-over-quarter.
  • 76 funds opened new Lumen positions in Q3 2021 and 75 closed out, a net change of +1 holder.
  • The largest Lumen buyer in Q3 2021 was Morgan Stanley, an estimated $68.1M added.
  • The largest Lumen seller in Q3 2021 was Citigroup, an estimated $129M sold.

Based on aggregated 13F filings for Q3 2021.