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Lumen
LUMN

707 hedge funds and large institutions have $11B invested in Lumen in 2021 Q1 according to their latest regulatory filings, with 125 funds opening new positions, 230 increasing their positions, 241 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $8.23B → $11B (+$2.79B)

7% more funds holding in top 10

Funds holding in top 10: 14 → 15 (+1)

8% more call options, than puts

Call options by funds: $160M | Put options by funds: $148M

8% more first-time investments, than exits

New positions opened: 125 | Existing positions closed: 116

1% more funds holding

Funds holding: 703 → 707 (+4)

5% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 241

1.17% less ownership

Funds ownership: 76.55% → 75.38% (-1.2%)

Holders
707
Holders Change
+4
Holders Change %
+0.57%
% of All Funds
12.41%
Holding in Top 10
15
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.14%
% of All Funds
0.26%
New
125
Increased
230
Reduced
241
Closed
116
Calls
$160M
Puts
$148M
Net Calls
+$12.1M
Net Calls Change
+$45.6M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$57.1M
2
BlackRock
BlackRock
New York
+$57.1M
3
N
Nuveen
North Carolina
+$48.2M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$25.2M
5
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
+$24.3M

Top Sellers

1
PP
Prudential plc
United Kingdom
-$50M
2
UBS AM
UBS AM
Illinois
-$45.5M
3
SAM
Southeastern Asset Management
Tennessee
-$37.1M
4
Barclays
Barclays
United Kingdom
-$36.4M
5
Capital Research Global Investors
Capital Research Global Investors
California
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
DCM
751
Driehaus Capital Management
Illinois
– -$118K -12,073 Closed
CSPIA
752
Cary Street Partners Investment Advisory
Virginia
– -$117K -11,986 Closed
PRC
753
Pearl River Capital
Michigan
– -$116K -11,889 Closed
WCM
754
WealthBridge Capital Management
Ohio
– -$115K -11,755 Closed
Luther King Capital Management (LKCM)
755
Luther King Capital Management (LKCM)
Texas
– -$107K -11,000 Closed
MIFH
756
Migdal Insurance & Financial Holdings
Israel
– -$104K -10,702 Closed
MSAM
757
Moloney Securities Asset Management
Missouri
– -$103K -10,614 Closed
VCWA
758
Vanguard Capital Wealth Advisors
Colorado
– -$103K -10,600 Closed
FFA
759
Founders Financial Alliance
North Carolina
– -$101K -10,315 Closed
CI
760
Conning Inc
Connecticut
– -$99K -10,111 Closed
CIP
761
Convergence Investment Partners
Florida
– -$98K -10,090 Closed
FWP
762
Firethorn Wealth Partners
Georgia
– -$98K -10,000 Closed
SFFS
763
Stonehage Fleming Financial Services
Jersey
– -$78K -8,000 Closed
TC
764
Tacita Capital
Ontario, Canada
– -$68K -6,972 Closed
ATFA
765
All Terrain Financial Advisors
Minnesota
– -$65K -6,628 Closed
BBHBI
766
B, B, H, & B Inc
Alabama
– -$43K -4,480 Closed
FHC
767
First Horizon Corporation
Tennessee
– -$22K -2,266 Closed
AWG
768
Altus Wealth Group
Colorado
– -$22K -2,220 Closed
TC
769
Truvestments Capital
Florida
– -$20K -2,091 Closed
TPWA
770
TRUE Private Wealth Advisors
Oregon
– -$19K -2,000 Closed
FMII
771
Farmers & Merchants Investments Inc
Nebraska
– -$15K -1,523 Closed
LWCFA
772
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
– -$14K -1,464 Closed
SIAG
773
Signet Investment Advisory Group
Rhode Island
– -$13K -1,300 Closed
RE
774
RBC Europe
United Kingdom
– -$11.7K -1,200 Closed
TI
775
tru Independence
Oregon
– -$11 -1,116 Closed
28 29 30
31
32

LUMN Hedge Fund Activity: Q1 2021 in Review

707 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q1 2021, worth a combined $11B — up 34% from $8.23B a quarter earlier.

Buyers outnumbered sellers: 125 funds opened new LUMN positions and 116 closed out — a net gain of 9 holders — while 230 added to existing stakes and 241 trimmed.

The largest buyer was Bank of America, adding an estimated $57.1M. The largest seller was Prudential plc, cutting an estimated $50M.

  • 707 institutional investors held Lumen (LUMN) as of Q1 2021, up from 703 in Q4 2020.
  • Funds reported $11B of Lumen stock for Q1 2021, up 34% quarter-over-quarter.
  • 125 funds opened new Lumen positions in Q1 2021 and 116 closed out, a net change of +9 holders.
  • The largest Lumen buyer in Q1 2021 was Bank of America, an estimated $57.1M added.
  • The largest Lumen seller in Q1 2021 was Prudential plc, an estimated $50M sold.

Based on aggregated 13F filings for Q1 2021.