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Lumen
LUMN

707 hedge funds and large institutions have $11B invested in Lumen in 2021 Q1 according to their latest regulatory filings, with 125 funds opening new positions, 230 increasing their positions, 241 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $8.23B → $11B (+$2.79B)

7% more funds holding in top 10

Funds holding in top 10: 14 → 15 (+1)

8% more call options, than puts

Call options by funds: $160M | Put options by funds: $148M

8% more first-time investments, than exits

New positions opened: 125 | Existing positions closed: 116

1% more funds holding

Funds holding: 703 → 707 (+4)

5% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 241

1.17% less ownership

Funds ownership: 76.55% → 75.38% (-1.2%)

Holders
707
Holders Change
+4
Holders Change %
+0.57%
% of All Funds
12.41%
Holding in Top 10
15
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.14%
% of All Funds
0.26%
New
125
Increased
230
Reduced
241
Closed
116
Calls
$160M
Puts
$148M
Net Calls
+$12.1M
Net Calls Change
+$45.6M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$57.1M
2
BlackRock
BlackRock
New York
+$57.1M
3
N
Nuveen
North Carolina
+$48.2M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$25.2M
5
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
+$24.3M

Top Sellers

1
PP
Prudential plc
United Kingdom
-$50M
2
UBS AM
UBS AM
Illinois
-$45.5M
3
SAM
Southeastern Asset Management
Tennessee
-$37.1M
4
Barclays
Barclays
United Kingdom
-$36.4M
5
Capital Research Global Investors
Capital Research Global Investors
California
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
TWM
726
TriaGen Wealth Management
California
– -$268K -27,500 Closed
AA
727
AQR Arbitrage
Connecticut
– -$260K -26,823 Closed
KLCM
728
KG&L Capital Management
Louisiana
– -$259K -26,567 Closed
OTPPB
729
Ontario Teachers' Pension Plan Board
Ontario, Canada
– -$252K -25,891 Closed
FI
730
FormulaFolio Investments
Michigan
– -$247K -25,302 Closed
QSS
731
Quantitative Systematic Strategies
Florida
– -$236K -24,200 Closed
XF
732
XML Financial
Maryland
– -$234K -24,008 Closed
MCP
733
Mirador Capital Partners
California
– -$225K -23,072 Closed
WAM
734
Wakefield Asset Management
Colorado
– -$219K -22,466 Closed
CT
735
Clearstead Trust
Maine
– -$288K -21,775 Closed
QTM
736
qPULA Trading Management
New York
– -$209K -21,449 Closed
TEE
737
Tibra Equities Europe
United Kingdom
– -$207K -21,180 Closed
GTCM
738
Gyon Technologies Capital Management
New Jersey
– -$189K -19,406 Closed
GCP
739
GSA Capital Partners
United Kingdom
– -$174K -17,848 Closed
ARTA
740
A.R.T. Advisors
New York
– -$174K -17,820 Closed
CPC
741
Congress Park Capital
New York
– -$156K -16,000 Closed
SSA
742
Schonfeld Strategic Advisors
New York
– -$153K -15,705 Closed
CCA
743
Cadent Capital Advisors
Oklahoma
– -$147K -15,069 Closed
IA
744
IndexIQ Advisors
New York
– -$146K -14,967 Closed
SWM
745
Stockman Wealth Management
Montana
– -$142K -14,550 Closed
ATPW
746
Ashton Thomas Private Wealth
Arizona
– -$132K -13,545 Closed
JF
747
Jump Financial
Illinois
– -$127K -13,039 Closed
AWE
748
Avidian Wealth Enterprises
Texas
– -$124K -12,669 Closed
HM
749
Harvest Management
New York
– -$122K -12,540 Closed
KA
750
Kovack Advisors
Florida
– -$121K -12,410 Closed
28 29
30
31 32

LUMN Hedge Fund Activity: Q1 2021 in Review

707 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q1 2021, worth a combined $11B — up 34% from $8.23B a quarter earlier.

Buyers outnumbered sellers: 125 funds opened new LUMN positions and 116 closed out — a net gain of 9 holders — while 230 added to existing stakes and 241 trimmed.

The largest buyer was Bank of America, adding an estimated $57.1M. The largest seller was Prudential plc, cutting an estimated $50M.

  • 707 institutional investors held Lumen (LUMN) as of Q1 2021, up from 703 in Q4 2020.
  • Funds reported $11B of Lumen stock for Q1 2021, up 34% quarter-over-quarter.
  • 125 funds opened new Lumen positions in Q1 2021 and 116 closed out, a net change of +9 holders.
  • The largest Lumen buyer in Q1 2021 was Bank of America, an estimated $57.1M added.
  • The largest Lumen seller in Q1 2021 was Prudential plc, an estimated $50M sold.

Based on aggregated 13F filings for Q1 2021.