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Lumen
LUMN

710 hedge funds and large institutions have $10.2B invested in Lumen in 2021 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 260 increasing their positions, 237 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 260 | Existing positions reduced: 237

9% more call options, than puts

Call options by funds: $183M | Put options by funds: $167M

1% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 75

1% less funds holding

Funds holding: 719 → 710 (-9)

1.85% less ownership

Funds ownership: 76.26% → 74.4% (-1.9%)

7% less funds holding in top 10

Funds holding in top 10: 14 → 13 (-1)

11% less capital invested

Capital invested by funds: $11.4B → $10.2B (-$1.26B)

Holders
710
Holders Change
-9
Holders Change %
-1.25%
% of All Funds
12.43%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.23%
New
76
Increased
260
Reduced
237
Closed
75
Calls
$183M
Puts
$167M
Net Calls
+$15.7M
Net Calls Change
+$14.3M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$68.1M
2
SAM
Southeastern Asset Management
Tennessee
+$50.5M
3
First Trust Advisors
First Trust Advisors
Illinois
+$43.6M
4
Charles Schwab
Charles Schwab
California
+$30.1M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$26M

Top Sellers

1
Citigroup
Citigroup
New York
-$129M
2
Invesco
Invesco
Georgia
-$87.7M
3
Bank of America
Bank of America
North Carolina
-$66.7M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$43.2M
5
PFC
Poplar Forest Capital
California
-$22.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
Adage Capital Partners
701
Adage Capital Partners
Massachusetts
– -$1.41M -103,379 Closed
PIC
702
Portland Investment Counsel
Ontario, Canada
– -$1.36M -99,860 Closed
DA
703
DCM Advisors
New York
– -$1.13M -82,924 Closed
GLA
704
Great Lakes Advisors
Illinois
– -$1.09M -80,583 Closed
DM
705
Delphi Management
Massachusetts
– -$1.04M -76,544 Closed
PP
706
Paloma Partners
Connecticut
– -$1M -73,766 Closed
CM
707
Caption Management
Oklahoma
– -$912K -72,770 Closed
DTL
708
Dynamic Technology Lab
Singapore
– -$928K -68,286 Closed
TI
709
Trexquant Investment
Connecticut
– -$875K -64,392 Closed
Calamos Advisors
710
Calamos Advisors
Illinois
– -$857K -63,080 Closed
WG
711
Winton Group
United Kingdom
– -$840K -61,786 Closed
PCIA
712
Prime Capital Investment Advisors
Kansas
– -$777K -57,198 Closed
SCF
713
Sante Capital Fund
Texas
– -$686K -50,457 Closed
SCM
714
Stevens Capital Management
Pennsylvania
– -$605K -44,501 Closed
SEC
715
Seven Eight Capital
New York
– -$588K -43,285 Closed
Parallax Volatility Advisers
716
Parallax Volatility Advisers
California
– -$481K -38,410 Closed
FIM
717
Freedom Investment Management
Connecticut
– -$467K -34,342 Closed
WA
718
Wealthstar Advisors
Texas
– -$373K -27,367 Closed
WAM
719
Wolverine Asset Management
Illinois
– -$358K -26,352 Closed
IC
720
Inscription Capital
Texas
– -$346K -25,490 Closed
ECM
721
ExodusPoint Capital Management
New York
– -$322K -23,701 Closed
SCA
722
Snowden Capital Advisors
New York
– -$305K -22,448 Closed
TEE
723
Tibra Equities Europe
United Kingdom
– -$301K -22,118 Closed
B
724
BP
United Kingdom
– -$299K -22,031 Closed
WI
725
WBI Investments
New Jersey
– -$285K -20,984 Closed
27 28
29
30 31

LUMN Hedge Fund Activity: Q3 2021 in Review

710 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q3 2021, worth a combined $10.2B — down 11% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new LUMN positions and 75 closed out — a net gain of 1 holder — while 260 added to existing stakes and 237 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $68.1M. The largest seller was Citigroup, cutting an estimated $129M.

  • 710 institutional investors held Lumen (LUMN) as of Q3 2021, down from 719 in Q2 2021.
  • Funds reported $10.2B of Lumen stock for Q3 2021, down 11% quarter-over-quarter.
  • 76 funds opened new Lumen positions in Q3 2021 and 75 closed out, a net change of +1 holder.
  • The largest Lumen buyer in Q3 2021 was Morgan Stanley, an estimated $68.1M added.
  • The largest Lumen seller in Q3 2021 was Citigroup, an estimated $129M sold.

Based on aggregated 13F filings for Q3 2021.