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Lumen
LUMN

707 hedge funds and large institutions have $11B invested in Lumen in 2021 Q1 according to their latest regulatory filings, with 125 funds opening new positions, 230 increasing their positions, 241 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $8.23B → $11B (+$2.79B)

7% more funds holding in top 10

Funds holding in top 10: 14 → 15 (+1)

8% more call options, than puts

Call options by funds: $160M | Put options by funds: $148M

8% more first-time investments, than exits

New positions opened: 125 | Existing positions closed: 116

1% more funds holding

Funds holding: 703 → 707 (+4)

5% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 241

1.17% less ownership

Funds ownership: 76.55% → 75.38% (-1.2%)

Holders
707
Holders Change
+4
Holders Change %
+0.57%
% of All Funds
12.41%
Holding in Top 10
15
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.14%
% of All Funds
0.26%
New
125
Increased
230
Reduced
241
Closed
116
Calls
$160M
Puts
$148M
Net Calls
+$12.1M
Net Calls Change
+$45.6M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$57.1M
2
BlackRock
BlackRock
New York
+$57.1M
3
N
Nuveen
North Carolina
+$48.2M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$25.2M
5
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
+$24.3M

Top Sellers

1
PP
Prudential plc
United Kingdom
-$50M
2
UBS AM
UBS AM
Illinois
-$45.5M
3
SAM
Southeastern Asset Management
Tennessee
-$37.1M
4
Barclays
Barclays
United Kingdom
-$36.4M
5
Capital Research Global Investors
Capital Research Global Investors
California
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
MSA
701
Mason Street Advisors
Wisconsin
– -$1.33M -136,211 Closed
Qube Research & Technologies (QRT)
702
Qube Research & Technologies (QRT)
United Kingdom
– -$1.26M -128,946 Closed
PL
703
Polianta Ltd
Jersey
– -$1.22M -124,700 Closed
CF
704
Centaurus Financial
California
– -$1.19M -122,081 Closed
Twin Tree Management
705
Twin Tree Management
Texas
– -$1.41M -113,732 Closed
DekaBank Deutsche Girozentrale
706
DekaBank Deutsche Girozentrale
Germany
– -$1.05M -106,887 Closed
MIH
707
Meitav Investment House
Israel
– -$921K -94,413 Closed
CC
708
Cipher Capital
New York
– -$918K -94,163 Closed
QT
709
Quantbot Technologies
New York
– -$777K -79,693 Closed
CAM
710
Cozad Asset Management
Illinois
– -$760K -77,960 Closed
BCV
711
Banque Cantonale Vaudoise
Switzerland
– -$670K -68,624 Closed
MNBTD
712
Moody National Bank Trust Division
Texas
– -$656K -67,331 Closed
CS
713
Candriam SCA
Luxembourg
– -$634K -64,974 Closed
PI
714
PEAK6 Investments
Illinois
– -$783K -63,019 Closed
OFG
715
OmniStar Financial Group
North Carolina
– -$605K -62,049 Closed
AWS
716
Arkfeld Wealth Strategies
Nebraska
– -$528K -50,129 Closed
Capstone Investment Advisors
717
Capstone Investment Advisors
New York
– -$549K -44,237 Closed
SEC
718
Seven Eight Capital
New York
– -$344K -35,236 Closed
DY
719
Dowling & Yahnke
California
– -$343K -35,139 Closed
QI
720
QS Investors
New York
– -$327K -33,493 Closed
BCM
721
BTC Capital Management
Iowa
– -$323K -32,861 Closed
APP
722
Alpha Paradigm Partners
Illinois
– -$319K -32,698 Closed
LWM
723
Laidlaw Wealth Management
New York
– -$301K -30,919 Closed
CM
724
CM Management
Florida
– -$293K -30,000 Closed
BDF
725
Balasa Dinverno & Foltz
– -$288K -29,547 Closed
27 28
29
30 31

LUMN Hedge Fund Activity: Q1 2021 in Review

707 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q1 2021, worth a combined $11B — up 34% from $8.23B a quarter earlier.

Buyers outnumbered sellers: 125 funds opened new LUMN positions and 116 closed out — a net gain of 9 holders — while 230 added to existing stakes and 241 trimmed.

The largest buyer was Bank of America, adding an estimated $57.1M. The largest seller was Prudential plc, cutting an estimated $50M.

  • 707 institutional investors held Lumen (LUMN) as of Q1 2021, up from 703 in Q4 2020.
  • Funds reported $11B of Lumen stock for Q1 2021, up 34% quarter-over-quarter.
  • 125 funds opened new Lumen positions in Q1 2021 and 116 closed out, a net change of +9 holders.
  • The largest Lumen buyer in Q1 2021 was Bank of America, an estimated $57.1M added.
  • The largest Lumen seller in Q1 2021 was Prudential plc, an estimated $50M sold.

Based on aggregated 13F filings for Q1 2021.