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Lumen
LUMN

710 hedge funds and large institutions have $10.2B invested in Lumen in 2021 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 260 increasing their positions, 237 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 260 | Existing positions reduced: 237

9% more call options, than puts

Call options by funds: $183M | Put options by funds: $167M

1% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 75

1% less funds holding

Funds holding: 719 → 710 (-9)

1.85% less ownership

Funds ownership: 76.26% → 74.4% (-1.9%)

7% less funds holding in top 10

Funds holding in top 10: 14 → 13 (-1)

11% less capital invested

Capital invested by funds: $11.4B → $10.2B (-$1.26B)

Holders
710
Holders Change
-9
Holders Change %
-1.25%
% of All Funds
12.43%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.23%
New
76
Increased
260
Reduced
237
Closed
75
Calls
$183M
Puts
$167M
Net Calls
+$15.7M
Net Calls Change
+$14.3M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$68.1M
2
SAM
Southeastern Asset Management
Tennessee
+$50.5M
3
First Trust Advisors
First Trust Advisors
Illinois
+$43.6M
4
Charles Schwab
Charles Schwab
California
+$30.1M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$26M

Top Sellers

1
Citigroup
Citigroup
New York
-$129M
2
Invesco
Invesco
Georgia
-$87.7M
3
Bank of America
Bank of America
North Carolina
-$66.7M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$43.2M
5
PFC
Poplar Forest Capital
California
-$22.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
LF
676
Lee Financial
Texas
$1K -$3.41K -272 -73%
JFA
677
JNBA Financial Advisors
Minnesota
$1K -$263 -21 -18%
APC
678
Aspire Private Capital
North Carolina
$1K – – –
FMP
679
Financial Management Professionals
Texas
$1K – – –
GWMIA
680
Global Wealth Management Investment Advisory
Florida
$1K – – –
TFM
681
TFC Financial Management
Massachusetts
$1K – – –
TSW
682
Thompson Siegel & Walmsley
Virginia
$1K – – –
TI
683
Truehand Inc
New Hampshire
$1K – – –
VRM
684
Vectors Research Management
New York
$1K – – –
WAS
685
Winch Advisory Services
Wisconsin
$1K +$25 +2 +2%
HA
686
Herold Advisors
New York
$1K +$1.88K +150 New
TG
687
TCW Group
California
$577 – – –
AIC
688
Archer Investment Corporation
Indiana
$136 +$138 +11 New
BBHC
689
Brown Brothers Harriman & Co
New York
$13 – – –
PFC
690
Poplar Forest Capital
California
– -$22.3M -1,637,682 Closed
FFH
691
Fairfax Financial Holdings
Ontario, Canada
– -$19.4M -1,425,000 Closed
CM
692
Churchill Management
California
– -$15.6M -1,148,990 Closed
Holocene Advisors
693
Holocene Advisors
New York
– -$6.49M -477,255 Closed
WPW
694
Waldron Private Wealth
Pennsylvania
– -$4.13M -303,707 Closed
OWA
695
Outlook Wealth Advisors
Texas
– -$3.92M -288,751 Closed
BSG
696
Black Swift Group
Colorado
– -$2.96M -218,100 Closed
HWM
697
Hohimer Wealth Management
Washington
– -$2.13M -156,793 Closed
Qube Research & Technologies (QRT)
698
Qube Research & Technologies (QRT)
United Kingdom
– -$2.12M -155,910 Closed
Balyasny Asset Management
699
Balyasny Asset Management
Illinois
– -$1.92M -141,234 Closed
CA
700
Corrado Advisors
New Jersey
– -$1.88M -138,347 Closed
26 27
28
29 30

LUMN Hedge Fund Activity: Q3 2021 in Review

710 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q3 2021, worth a combined $10.2B — down 11% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new LUMN positions and 75 closed out — a net gain of 1 holder — while 260 added to existing stakes and 237 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $68.1M. The largest seller was Citigroup, cutting an estimated $129M.

  • 710 institutional investors held Lumen (LUMN) as of Q3 2021, down from 719 in Q2 2021.
  • Funds reported $10.2B of Lumen stock for Q3 2021, down 11% quarter-over-quarter.
  • 76 funds opened new Lumen positions in Q3 2021 and 75 closed out, a net change of +1 holder.
  • The largest Lumen buyer in Q3 2021 was Morgan Stanley, an estimated $68.1M added.
  • The largest Lumen seller in Q3 2021 was Citigroup, an estimated $129M sold.

Based on aggregated 13F filings for Q3 2021.