We are live on ! Find out more
LUMN icon

Lumen
LUMN

707 hedge funds and large institutions have $11B invested in Lumen in 2021 Q1 according to their latest regulatory filings, with 125 funds opening new positions, 230 increasing their positions, 241 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $8.23B → $11B (+$2.79B)

7% more funds holding in top 10

Funds holding in top 10: 14 → 15 (+1)

8% more call options, than puts

Call options by funds: $160M | Put options by funds: $148M

8% more first-time investments, than exits

New positions opened: 125 | Existing positions closed: 116

1% more funds holding

Funds holding: 703 → 707 (+4)

5% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 241

1.17% less ownership

Funds ownership: 76.55% → 75.38% (-1.2%)

Holders
707
Holders Change
+4
Holders Change %
+0.57%
% of All Funds
12.41%
Holding in Top 10
15
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.14%
% of All Funds
0.26%
New
125
Increased
230
Reduced
241
Closed
116
Calls
$160M
Puts
$148M
Net Calls
+$12.1M
Net Calls Change
+$45.6M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$57.1M
2
BlackRock
BlackRock
New York
+$57.1M
3
N
Nuveen
North Carolina
+$48.2M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$25.2M
5
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
+$24.3M

Top Sellers

1
PP
Prudential plc
United Kingdom
-$50M
2
UBS AM
UBS AM
Illinois
-$45.5M
3
SAM
Southeastern Asset Management
Tennessee
-$37.1M
4
Barclays
Barclays
United Kingdom
-$36.4M
5
Capital Research Global Investors
Capital Research Global Investors
California
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
TI
676
Truehand Inc
New Hampshire
$1K – – –
ADL
677
Asset Dedication LLC
California
$1K +$12 +1 +2%
BWM
678
BerganKDV Wealth Management
Minnesota
$1K +$12 +1 +2%
WAS
679
Winch Advisory Services
Wisconsin
$1K +$25 +2 +2%
TLCM
680
Twin Lakes Capital Management
California
$1K +$472 +38 New
TSW
681
Thompson Siegel & Walmsley
Virginia
$1K +$658 +53 New
MWP
682
Meridian Wealth Partners
Pennsylvania
$1K +$907 +73 New
ACM
683
Allred Capital Management
Texas
$294 +$273 +22 New
AIC
684
Archer Investment Corporation
Indiana
$147 – – –
SWM
685
Sugarloaf Wealth Management
Georgia
$45 +$360 +29 +0.9%
BBHC
686
Brown Brothers Harriman & Co
New York
$13 +$11.8K +950 New
UBS AM
687
UBS AM
Illinois
– -$45.5M -4,662,418 Closed
Capital Research Global Investors
688
Capital Research Global Investors
California
– -$34.7M -3,555,532 Closed
BNP Paribas Financial Markets
689
BNP Paribas Financial Markets
France
– -$9.65M -989,404 Closed
BAM
690
Blueshift Asset Management
New Jersey
– -$6.6M -677,251 Closed
Jacobs Levy Equity Management
691
Jacobs Levy Equity Management
New Jersey
– -$6.34M -650,436 Closed
Squarepoint
692
Squarepoint
New York
– -$5.07M -407,918 Closed
Parallax Volatility Advisers
693
Parallax Volatility Advisers
California
– -$3.95M -405,027 Closed
IF
694
Insight Folios
North Carolina
– -$3.3M -338,587 Closed
TNBTD
695
Trustmark National Bank Trust Department
Mississippi
– -$2.69M -275,953 Closed
KL
696
KWMG LLC
Kansas
– -$2.34M -240,129 Closed
QIM
697
Quantitative Investment Management
Virginia
– -$2.31M -236,577 Closed
DZ Bank
698
DZ Bank
Germany
– -$2.14M -219,902 Closed
RFC
699
Regions Financial Corp
Alabama
– -$1.77M -181,688 Closed
PHK
700
Point72 Hong Kong
Hong Kong
– -$1.57M -160,654 Closed
26 27
28
29 30

LUMN Hedge Fund Activity: Q1 2021 in Review

707 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q1 2021, worth a combined $11B — up 34% from $8.23B a quarter earlier.

Buyers outnumbered sellers: 125 funds opened new LUMN positions and 116 closed out — a net gain of 9 holders — while 230 added to existing stakes and 241 trimmed.

The largest buyer was Bank of America, adding an estimated $57.1M. The largest seller was Prudential plc, cutting an estimated $50M.

  • 707 institutional investors held Lumen (LUMN) as of Q1 2021, up from 703 in Q4 2020.
  • Funds reported $11B of Lumen stock for Q1 2021, up 34% quarter-over-quarter.
  • 125 funds opened new Lumen positions in Q1 2021 and 116 closed out, a net change of +9 holders.
  • The largest Lumen buyer in Q1 2021 was Bank of America, an estimated $57.1M added.
  • The largest Lumen seller in Q1 2021 was Prudential plc, an estimated $50M sold.

Based on aggregated 13F filings for Q1 2021.