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Lumen
LUMN

710 hedge funds and large institutions have $10.2B invested in Lumen in 2021 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 260 increasing their positions, 237 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 260 | Existing positions reduced: 237

9% more call options, than puts

Call options by funds: $183M | Put options by funds: $167M

1% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 75

1% less funds holding

Funds holding: 719 → 710 (-9)

1.85% less ownership

Funds ownership: 76.26% → 74.4% (-1.9%)

7% less funds holding in top 10

Funds holding in top 10: 14 → 13 (-1)

11% less capital invested

Capital invested by funds: $11.4B → $10.2B (-$1.26B)

Holders
710
Holders Change
-9
Holders Change %
-1.25%
% of All Funds
12.43%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.23%
New
76
Increased
260
Reduced
237
Closed
75
Calls
$183M
Puts
$167M
Net Calls
+$15.7M
Net Calls Change
+$14.3M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$68.1M
2
SAM
Southeastern Asset Management
Tennessee
+$50.5M
3
First Trust Advisors
First Trust Advisors
Illinois
+$43.6M
4
Charles Schwab
Charles Schwab
California
+$30.1M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$26M

Top Sellers

1
Citigroup
Citigroup
New York
-$129M
2
Invesco
Invesco
Georgia
-$87.7M
3
Bank of America
Bank of America
North Carolina
-$66.7M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$43.2M
5
PFC
Poplar Forest Capital
California
-$22.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
PCFFS
651
Pacific Center for Financial Services
California
$3K +$100 +8 +3%
CWC
652
Carolinas Wealth Consulting
North Carolina
$3K +$226 +18 +9%
MCM
653
MV Capital Management
Maryland
$3K +$526 +42 +21%
ACM
654
Antonetti Capital Management
Florida
$3K +$2.91K +232 New
SSC
655
Syverson Strege & Co
Iowa
$3K +$3.2K +255 New
FBT
656
First Bank & Trust
South Dakota
$2K -$1.73K -138 -50%
AAP
657
Arax Advisory Partners
Colorado
$2K -$552 -44 -20%
ARMC
658
American Research & Management Company
Massachusetts
$2K – – –
CAGAS
659
Capital Advisory Group Advisory Services
Minnesota
$2K – – –
FCA
660
FinTrust Capital Advisors
South Carolina
$2K – – –
FNBOSM
661
First National Bank of South Miami
Florida
$2K – – –
KFI
662
Key Financial Inc
Pennsylvania
$2K – – –
ME
663
McIlrath & Eck
Washington
$2K – – –
MA
664
Montag & Associates
Georgia
$2K – – –
NSB
665
Norway Savings Bank
Maine
$2K – – –
PLU
666
Performa Ltd (US)
South Carolina
$2K – – –
PK
667
Pflug Koory
Nebraska
$2K – – –
ST
668
Sageworth Trust
Pennsylvania
$2K – – –
BWM
669
BerganKDV Wealth Management
Minnesota
$2K +$890 +71 +76%
FF
670
FourThought Financial
Florida
$2K +$2.51K +200 +1,538%
RTL
671
Red Tortoise LLC
Georgia
$2K +$2.9K +231 New
Nisa Investment Advisors
672
Nisa Investment Advisors
Missouri
$1.59K -$1.52M -121,185 -49%
WPA
673
West Paces Advisors
Georgia
$1.08K – – –
MA
674
MUFG Americas
New York
$1K -$96.9K -7,733 -99%
WT
675
Whittier Trust
California
$1K -$15.7K -1,255 -95%
25 26
27
28 29

LUMN Hedge Fund Activity: Q3 2021 in Review

710 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q3 2021, worth a combined $10.2B — down 11% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new LUMN positions and 75 closed out — a net gain of 1 holder — while 260 added to existing stakes and 237 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $68.1M. The largest seller was Citigroup, cutting an estimated $129M.

  • 710 institutional investors held Lumen (LUMN) as of Q3 2021, down from 719 in Q2 2021.
  • Funds reported $10.2B of Lumen stock for Q3 2021, down 11% quarter-over-quarter.
  • 76 funds opened new Lumen positions in Q3 2021 and 75 closed out, a net change of +1 holder.
  • The largest Lumen buyer in Q3 2021 was Morgan Stanley, an estimated $68.1M added.
  • The largest Lumen seller in Q3 2021 was Citigroup, an estimated $129M sold.

Based on aggregated 13F filings for Q3 2021.