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Lumen
LUMN

721 hedge funds and large institutions have $11.2B invested in Lumen in 2019 Q4 according to their latest regulatory filings, with 116 funds opening new positions, 222 increasing their positions, 266 reducing their positions, and 71 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 116 | Existing positions closed: 71

9% more capital invested

Capital invested by funds: $10.3B → $11.2B (+$922M)

7% more funds holding in top 10

Funds holding in top 10: 15 → 16 (+1)

4% more funds holding

Funds holding: 690 → 721 (+31)

2.18% more ownership

Funds ownership: 75.73% → 77.91% (+2.2%)

17% less repeat investments, than reductions

Existing positions increased: 222 | Existing positions reduced: 266

64% less call options, than puts

Call options by funds: $121M | Put options by funds: $332M

Holders
721
Holders Change
+31
Holders Change %
+4.49%
% of All Funds
14.21%
Holding in Top 10
16
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.67%
% of All Funds
0.32%
New
116
Increased
222
Reduced
266
Closed
71
Calls
$121M
Puts
$332M
Net Calls
-$212M
Net Calls Change
-$31.9M

Top Buyers

Rank Fund Capital Flow
1
AIG
American International Group
New York
+$268M
2
Goldman Sachs
Goldman Sachs
New York
+$42.3M
3
Truist Financial
Truist Financial
North Carolina
+$38.4M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$34.4M
5
AAMU
Amundi Asset Management US
Massachusetts
+$30.1M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$36.4M
2
SAM
Southeastern Asset Management
Tennessee
-$28M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$27.1M
4
Wells Fargo
Wells Fargo
California
-$25.8M
5
Citigroup
Citigroup
New York
-$22.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCA
651
Column Capital Advisors
Indiana
$3K +$3.53K +263 New
FBT
652
First Bank & Trust
South Dakota
$2K -$220K -16,400 -99%
PFGIA
653
Patriot Financial Group Insurance Agency
Massachusetts
$2K -$1.84K -137 -43%
BCI
654
Brinker Capital Investments
Pennsylvania
$2K – – –
FNBOSM
655
First National Bank of South Miami
Florida
$2K – – –
OSNBOA
656
Old Second National Bank of Aurora
Illinois
$2K – – –
SIS
657
Sound Income Strategies
Florida
$2K – – –
TIM
658
Tortoise Investment Management
New York
$2K – – –
VRM
659
Vectors Research Management
New York
$2K – – –
RWG
660
Regal Wealth Group
California
$2K +$40 +3 +2%
RFA
661
Reilly Financial Advisors
California
$2K +$1.6K +119 +1,488%
MCM
662
MV Capital Management
Maryland
$2K +$1.68K +125 +255%
MF
663
Manchester Financial
California
$2K +$1.72K +128 New
WCM
664
Wealthcare Capital Management
Virginia
$2K +$1.74K +130 New
LPWM
665
Lake Point Wealth Management
Texas
$2K +$2.06K +154 New
JSC
666
Jackson Square Capital
California
$2K +$2.21K +165 New
EWA
667
Evolution Wealth Advisors
Florida
$2K +$2.52K +188 New
AIM
668
Anchor Investment Management
South Carolina
$1.58K +$1.44K +107 +823%
CHAM
669
Clear Harbor Asset Management
Connecticut
$1.32K +$1.34K +100 New
LP
670
LMR Partners
United Kingdom
$1.17K +$1.19M +88,399 New
CAC
671
Certified Advisory Corp
Florida
$1K -$4.99K -372 -87%
CI
672
CX Institutional
Indiana
$1K -$1.92K -143 -56%
ARMC
673
American Research & Management Company
Massachusetts
$1K – – –
AJ
674
Ashburton (Jersey)
Jersey
$1K – – –
APC
675
Aspire Private Capital
North Carolina
$1K – – –
25 26
27
28 29

LUMN Hedge Fund Activity: Q4 2019 in Review

721 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q4 2019, worth a combined $11.2B — up 8.9% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 116 funds opened new LUMN positions and 71 closed out — a net gain of 45 holders — while 222 added to existing stakes and 266 trimmed.

The largest buyer was American International Group, adding an estimated $268M. The largest seller was Morgan Stanley, cutting an estimated $36.4M.

  • 721 institutional investors held Lumen (LUMN) as of Q4 2019, up from 690 in Q3 2019.
  • Funds reported $11.2B of Lumen stock for Q4 2019, up 8.9% quarter-over-quarter.
  • 116 funds opened new Lumen positions in Q4 2019 and 71 closed out, a net change of +45 holders.
  • The largest Lumen buyer in Q4 2019 was American International Group, an estimated $268M added.
  • The largest Lumen seller in Q4 2019 was Morgan Stanley, an estimated $36.4M sold.

Based on aggregated 13F filings for Q4 2019.