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Lumen
LUMN

654 hedge funds and large institutions have $10.1B invested in Lumen in 2017 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 277 increasing their positions, 205 reducing their positions, and 70 closing their positions.

New
Increased
Maintained
Reduced
Closed

77% more call options, than puts

Call options by funds: $200M | Put options by funds: $113M

67% more funds holding in top 10

Funds holding in top 10: 3 → 5 (+2)

35% more repeat investments, than reductions

Existing positions increased: 277 | Existing positions reduced: 205

4.26% more ownership

Funds ownership: 73.91% → 78.17% (+4.3%)

5% more capital invested

Capital invested by funds: $9.61B → $10.1B (+$458M)

3% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 70

2% less funds holding

Funds holding: 664 → 654 (-10)

Holders
654
Holders Change
-10
Holders Change %
-1.51%
% of All Funds
16.28%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.12%
New
72
Increased
277
Reduced
205
Closed
70
Calls
$200M
Puts
$113M
Net Calls
+$86.9M
Net Calls Change
+$90.9M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$1.08B
2
Vanguard Group
Vanguard Group
Pennsylvania
+$185M
3
Citadel Advisors
Citadel Advisors
Florida
+$87.6M
4
Wells Fargo
Wells Fargo
California
+$82.6M
5
TIM
Thornburg Investment Management
New Mexico
+$82.5M

Top Sellers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
-$100M
2
AQR Capital Management
AQR Capital Management
Connecticut
-$91.5M
3
Invesco
Invesco
Georgia
-$69.5M
4
Millennium Management
Millennium Management
New York
-$54.7M
5
PAM
Panagora Asset Management
Massachusetts
-$37.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
Rafferty Asset Management
651
Rafferty Asset Management
New York
– -$4.34M -182,653 Closed
QC
652
Quadrature Capital
United Kingdom
– -$3.57M -150,103 Closed
IIM
653
Ivory Investment Management
New York
– -$2.96M -124,270 Closed
NIMC
654
NWQ Investment Management Company
California
– -$2.47M -103,693 Closed
Squarepoint
655
Squarepoint
New York
– -$2.3M -96,814 Closed
CEI
656
Clark Estates Inc
New York
– -$2.3M -96,660 Closed
SB
657
Suntrust Banks
Georgia
– -$2.12M -89,300 Closed
AG
658
Algert Global
California
– -$1.87M -78,778 Closed
BPM
659
Bowling Portfolio Management
Ohio
– -$1.66M -69,936 Closed
AIM
660
Assured Investment Management
New York
– -$1.62M -68,100 Closed
FP
661
FDO Partners
Massachusetts
– -$1.46M -61,223 Closed
IRF
662
IBM Retirement Fund
New York
– -$1.26M -50,484 Closed
Jacobs Levy Equity Management
663
Jacobs Levy Equity Management
New Jersey
– -$1.11M -46,890 Closed
TW
664
Transform Wealth
Colorado
– -$1.1M -46,144 Closed
QIM
665
Quantitative Investment Management
Virginia
– -$1.06M -44,600 Closed
GPC
666
Glacier Peak Capital
Washington
– -$1.01M -42,500 Closed
NCM
667
Narwhal Capital Management
Georgia
– -$996K -41,870 Closed
PL
668
Polianta Ltd
Jersey
– -$986K -41,500 Closed
AAMU
669
AEGON Asset Management (UK)
United Kingdom
– -$976K -41,039 Closed
MAM
670
Martingale Asset Management
Massachusetts
– -$801K -33,671 Closed
CIM
671
Calvert Investment Management
Maryland
– -$728K -30,596 Closed
GL
672
GLG LLC
New York
– -$699K -29,405 Closed
HCM
673
Highbridge Capital Management
New York
– -$653K -27,480 Closed
VKH
674
Virtu KCG Holdings
New York
– -$553K -23,263 Closed
ST
675
Spot Trading
Illinois
– -$532K -21,789 Closed
25 26
27
28 29

LUMN Hedge Fund Activity: Q1 2017 in Review

654 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q1 2017, worth a combined $10.1B — up 4.8% from $9.61B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LUMN positions and 70 closed out — a net gain of 2 holders — while 277 added to existing stakes and 205 trimmed.

The largest buyer was BlackRock, adding an estimated $1.08B. The largest seller was Ameriprise, cutting an estimated $100M.

  • 654 institutional investors held Lumen (LUMN) as of Q1 2017, down from 664 in Q4 2016.
  • Funds reported $10.1B of Lumen stock for Q1 2017, up 4.8% quarter-over-quarter.
  • 72 funds opened new Lumen positions in Q1 2017 and 70 closed out, a net change of +2 holders.
  • The largest Lumen buyer in Q1 2017 was BlackRock, an estimated $1.08B added.
  • The largest Lumen seller in Q1 2017 was Ameriprise, an estimated $100M sold.

Based on aggregated 13F filings for Q1 2017.