Lumen
LUMN
599 hedge funds and large institutions have $14.1B invested in Lumen in 2014 Q1 according to their latest regulatory filings, with 62 funds opening new positions, 205 increasing their positions, 269 reducing their positions, and 68 closing their positions.
175% more call options, than puts
Call options by funds: $266M | Put options by funds: $96.7M
1% more capital invested
Capital invested by funds: $13.9B → $14.1B (+$125M)
0.02% more ownership
Funds ownership: 74.17% → 74.19% (+0.02%)
0% more funds holding in top 10
Funds holding in top 10: 5 → 5 (0)
9% less first-time investments, than exits
New positions opened: 62 | Existing positions closed: 68
2% less funds holding
Funds holding: 612 → 599 (-13)
24% less repeat investments, than reductions
Existing positions increased: 205 | Existing positions reduced: 269
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Franklin Resources
San Mateo,
California
|
+$160M |
| 2 |
Barclays
London,
United Kingdom
|
+$62.7M |
| 3 |
Capital International Investors
Los Angeles,
California
|
+$55.5M |
| 4 |
Allianz Asset Management
Munich,
Germany
|
+$42.5M |
| 5 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
+$42.3M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Lazard Asset Management
New York
|
-$135M |
| 2 |
Capital World Investors
Los Angeles,
California
|
-$127M |
| 3 |
PAMU
Pictet Asset Management (UK)
London,
United Kingdom
|
-$126M |
| 4 |
Prudential Financial
Newark,
New Jersey
|
-$63M |
| 5 |
T
TOBAM
Paris,
France
|
-$62.4M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SNT
651
Security National Trust
Wheeling,
West Virginia
| – | -$19K | -600 | Closed |
|
|
ITIM
652
Indiana Trust & Investment Management
Mishawaka,
Indiana
| – | -$16K | -500 | Closed |
|
|
ASN
653
Advisory Services Network
Atlanta,
Georgia
| – | -$16K | -494 | Closed |
|
|
IWC
654
Integrated Wealth Counsel
Carmel,
California
| – | -$6K | -184 | Closed |
|
655
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$5K | -150 | Closed |
|
|
BGIM
656
Brandywine Global Investment Management
Philadelphia,
Pennsylvania
| – | -$4K | -114 | Closed |
|
|
KFP
657
Keystone Financial Planning
Cleveland,
Ohio
| – | -$4K | -113 | Closed |
|
|
QAM
658
QCI Asset Management
Pittsford,
New York
| – | -$4K | -110 | Closed |
|
|
WA
659
WealthTrust-Arizona
Scottsdale,
Arizona
| – | -$3K | -83 | Closed |
|
|
ACM
660
Aviance Capital Management
Sarasota,
Florida
| – | -$2K | -72 | Closed |
|
|
WCM
661
Windsor Capital Management
Phoenix,
Arizona
| – | -$1K | -31 | Closed |
|
|
IFA
662
Interactive Financial Advisors
New Lenox,
Illinois
| – | +$153 | +5 | New |
|
LUMN Hedge Fund Activity: Q1 2014 in Review
599 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q1 2014, worth a combined $14.1B — up 0.9% from $13.9B a quarter earlier.
Sellers outnumbered buyers: 68 funds closed out of LUMN and 62 opened new positions — a net loss of 6 holders — while 269 trimmed existing stakes and 205 added.
The largest buyer was Franklin Resources, adding an estimated $160M. The largest seller was Lazard Asset Management, cutting an estimated $135M.
- 599 institutional investors held Lumen (LUMN) as of Q1 2014, down from 612 in Q4 2013.
- Funds reported $14.1B of Lumen stock for Q1 2014, up 0.9% quarter-over-quarter.
- 62 funds opened new Lumen positions in Q1 2014 and 68 closed out, a net change of -6 holders.
- The largest Lumen buyer in Q1 2014 was Franklin Resources, an estimated $160M added.
- The largest Lumen seller in Q1 2014 was Lazard Asset Management, an estimated $135M sold.
Based on aggregated 13F filings for Q1 2014.