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Lumen
LUMN

707 hedge funds and large institutions have $11B invested in Lumen in 2021 Q1 according to their latest regulatory filings, with 125 funds opening new positions, 230 increasing their positions, 241 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $8.23B → $11B (+$2.79B)

7% more funds holding in top 10

Funds holding in top 10: 14 → 15 (+1)

8% more call options, than puts

Call options by funds: $160M | Put options by funds: $148M

8% more first-time investments, than exits

New positions opened: 125 | Existing positions closed: 116

1% more funds holding

Funds holding: 703 → 707 (+4)

5% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 241

1.17% less ownership

Funds ownership: 76.55% → 75.38% (-1.2%)

Holders
707
Holders Change
+4
Holders Change %
+0.57%
% of All Funds
12.41%
Holding in Top 10
15
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.14%
% of All Funds
0.26%
New
125
Increased
230
Reduced
241
Closed
116
Calls
$160M
Puts
$148M
Net Calls
+$12.1M
Net Calls Change
+$45.6M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$57.1M
2
BlackRock
BlackRock
New York
+$57.1M
3
N
Nuveen
North Carolina
+$48.2M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$25.2M
5
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
+$24.3M

Top Sellers

1
PP
Prudential plc
United Kingdom
-$50M
2
UBS AM
UBS AM
Illinois
-$45.5M
3
SAM
Southeastern Asset Management
Tennessee
-$37.1M
4
Barclays
Barclays
United Kingdom
-$36.4M
5
Capital Research Global Investors
Capital Research Global Investors
California
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
FCA
626
FinTrust Capital Advisors
South Carolina
$4K – – –
TH
627
TCTC Holdings
Texas
$4K – – –
WTC
628
WhitTier Trust Company
Nevada
$4K – – –
FBT
629
First Bank & Trust
South Dakota
$4K +$1.45K +117 +74%
CFO
630
CVA Family Office
Colorado
$4K +$4.1K +330 New
Toronto Dominion Bank
631
Toronto Dominion Bank
Ontario, Canada
$3K -$9.17M -738,570 -100%
CBT
632
CoreFirst Bank & Trust
Kansas
$3K -$5.69K -458 -67%
EIP
633
Ellis Investment Partners
Pennsylvania
$3K -$3.54K -285 -53%
GLLW
634
Graves Light Lenhart Wealth
Virginia
$3K – – –
MA
635
Montag & Associates
Georgia
$3K – – –
PK
636
Pflug Koory
Nebraska
$3K – – –
TCM
637
TD Capital Management
Tennessee
$3K – – –
VBCG
638
Valley Brook Capital Group
Pennsylvania
$3K – – –
MAM
639
McCarthy Asset Management
California
$3K +$1.24K +100 +67%
RWG
640
Regal Wealth Group
California
$3K +$1.28K +103 +66%
GWS
641
Glassman Wealth Services
Virginia
$3K +$2.37K +191 New
CWC
642
Carolinas Wealth Consulting
North Carolina
$3K +$2.56K +206 New
HWMA
643
Heritage Wealth Management (Arizona)
Arizona
$3K +$2.78K +224 New
RA
644
Resolute Advisors
California
$3K +$4.89K +394 New
ME
645
McIlrath & Eck
Washington
$2K -$6.56K -528 -81%
MLFP
646
MPS Loria Financial Planners
Illinois
$2K -$12 -1 -0.5%
ARMC
647
American Research & Management Company
Massachusetts
$2K – – –
CCA
648
Column Capital Advisors
Indiana
$2K – – –
FHA
649
First Horizon Advisors
Tennessee
$2K – – –
FNBOSM
650
First National Bank of South Miami
Florida
$2K – – –
24 25
26
27 28

LUMN Hedge Fund Activity: Q1 2021 in Review

707 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q1 2021, worth a combined $11B — up 34% from $8.23B a quarter earlier.

Buyers outnumbered sellers: 125 funds opened new LUMN positions and 116 closed out — a net gain of 9 holders — while 230 added to existing stakes and 241 trimmed.

The largest buyer was Bank of America, adding an estimated $57.1M. The largest seller was Prudential plc, cutting an estimated $50M.

  • 707 institutional investors held Lumen (LUMN) as of Q1 2021, up from 703 in Q4 2020.
  • Funds reported $11B of Lumen stock for Q1 2021, up 34% quarter-over-quarter.
  • 125 funds opened new Lumen positions in Q1 2021 and 116 closed out, a net change of +9 holders.
  • The largest Lumen buyer in Q1 2021 was Bank of America, an estimated $57.1M added.
  • The largest Lumen seller in Q1 2021 was Prudential plc, an estimated $50M sold.

Based on aggregated 13F filings for Q1 2021.