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Lumen
LUMN

Overview Fund Activity

603 hedge funds and large institutions have $15.7B invested in Lumen in 2013 Q3 according to their latest regulatory filings, with 64 funds opening new positions, 207 increasing their positions, 251 reducing their positions, and 60 closing their positions.

Holders
603
Holders Change
-3
Holders Change %
-0.5%
% of All Funds
19.56%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
64
Increased
207
Reduced
251
Closed
60
Calls
$229M
Puts
$177M
Net Calls
+$52.3M
Net Calls Change
-$17.2M

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$161M
2
NIMC
2
NWQ Investment Management Company
California
$212M
3
EAM
3
Edge Asset Management
Washington
$91.2M
4
APG Asset Management
4
APG Asset Management
Netherlands
$180M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$281M

Top Sellers

1
Franklin Resources
1
Franklin Resources
California
$6.38M
2
WRF
2
Waddell & Reed Financial
Kansas
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$239M
4
VOYA Investment Management
4
VOYA Investment Management
Georgia
$7.15M
5
HSBC Holdings
5
HSBC Holdings
United Kingdom
$16.4M
Name Market Value Shares Shares
Change 		Shares
Change %
ITIM
551
Indiana Trust & Investment Management
Indiana
$22K 700 +700 New
HR
552
Howe & Rusling
New York
$21K 668 – –
SNT
553
Security National Trust
West Virginia
$19K 600 – –
MUMSS
554
Mitsubishi UFJ Morgan Stanley Securities
Japan
$18K 560 – –
CFS
555
Community Financial System
New York
$17K 529 – –
TCOV
556
Trust Company of Vermont
Vermont
$13K 425 -3 -0.7%
PAS
557
Partnervest Advisory Services
California
$11K 358 -12 -3%
JFA
558
JNBA Financial Advisors
Minnesota
$11K 345 – –
SHWM
559
Smith & Howard Wealth Management
Georgia
$9K 274 – –
FBC
560
Fairfield, Bush & Co
Connecticut
$9K 303 – –
WCMN
561
Westchester Capital Management (Nebraska)
Nebraska
$9K 291 +291 New
PCM
562
Prelude Capital Management
New York
$8K 270 -3,380 -93%
PMFA
563
Plante Moran Financial Advisors
Michigan
$8K 263 -48 -15%
GGPS
564
Gary Goldberg Planning Services
New York
$8K 245 – –
BC
565
Bartlett & Co
Ohio
$6K 181 -165 -48%
KTC
566
Kistler-Tiffany Companies
Pennsylvania
$6K 187 – –
ST
567
Smithfield Trust
Pennsylvania
$6K 197 – –
EFSCE
568
Enterprise Financial Services Corp (EFSC)
Missouri
$6K 179 +94 +111%
IWC
569
Integrated Wealth Counsel
California
$5.77K 184 – –
AC
570
Alexandria Capital
Virginia
$5K 157 -172 -52%
Carson Wealth (CWM LLC)
571
Carson Wealth (CWM LLC)
Nebraska
$5K 150 +150 New
MA
572
MCF Advisors
Kentucky
$5K 150 +150 New
OSNBOA
573
Old Second National Bank of Aurora
Illinois
$5K 164 +164 New
TFA
574
Transamerica Financial Advisors
Florida
$4K 104 -7,555 -99%
LFG
575
LifePlan Financial Group
Ohio
$4K 118 – –
21 22
23
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