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721 hedge funds and large institutions have $11.2B invested in Lumen in 2019 Q4 according to their latest regulatory filings, with 116 funds opening new positions, 222 increasing their positions, 266 reducing their positions, and 71 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 116 | Existing positions closed: 71

9% more capital invested

Capital invested by funds: $10.3B → $11.2B (+$922M)

7% more funds holding in top 10

Funds holding in top 10: 1516 (+1)

4% more funds holding

Funds holding: 690721 (+31)

2.18% more ownership

Funds ownership: 75.73%77.91% (+2.2%)

17% less repeat investments, than reductions

Existing positions increased: 222 | Existing positions reduced: 266

64% less call options, than puts

Call options by funds: $121M | Put options by funds: $332M

Holders
721
Holders Change
+31
Holders Change %
+4.49%
% of All Funds
14.21%
Holding in Top 10
16
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.67%
% of All Funds
0.32%
New
116
Increased
222
Reduced
266
Closed
71
Calls
$121M
Puts
$332M
Net Calls
-$212M
Net Calls Change
-$31.9M
Name Holding Trade Value Shares
Change
Change in
Stake
CC
501
ClearArc Capital
Ohio
$140K -$56.2K -4,188 -28%
DWT
502
Dorsey & Whitney Trust
South Dakota
$139K +$1.55K +116 +1%
TRCT
503
Tower Research Capital (TRC)
New York
$137K -$334K -24,914 -71%
FBC
504
Fairfield, Bush & Co
Connecticut
$135K -$227K -16,900 -62%
WWM
505
Western Wealth Management
Colorado
$135K +$134 +10 +0.1%
CA
506
Cetera Advisors
Colorado
$133K -$21.7K -1,618 -14%
PWP
507
Principle Wealth Partners
Connecticut
$133K -$7.04K -525 -5%
GA
508
GFS Advisors
Texas
$132K +$134K +10,000 New
PA
509
Parallel Advisors
California
$129K -$15.5K -1,159 -11%
FWM
510
Focused Wealth Management
New York
$117K -$67 -5 -0.1%
SMFS
511
Squar Milner Financial Services
California
$117K +$119K +8,892 New
SFFS
512
Stonehage Fleming Financial Services
Jersey
$114K
VFA
513
Valeo Financial Advisors
Indiana
$105K -$24.6K -1,835 -19%
FMLI
514
Fukoku Mutual Life Insurance
Japan
$100K +$49.6K +3,700 +95%
LWM
515
Liberty Wealth Management
California
$96K -$644 -48 -0.7%
SIAS
516
Shine Investment Advisory Services
Colorado
$92K -$349 -26 -0.4%
SM
517
SG3 Management
Puerto Rico
$92K
PI
518
PEAK6 Investments
Illinois
$86K +$86.9K +6,477 New
LS
519
Livforsakringsbolaget Skandia
Sweden
$82K -$32.2K -2,400 -28%
CHC
520
City Holding Co
West Virginia
$79K -$6.24K -465 -7%
MIFH
521
Migdal Insurance & Financial Holdings
Israel
$79K +$27.7K +2,066 +53%
KPW
522
Kore Private Wealth
New York
$76K +$77.3K +5,768 New
RIA
523
Realta Investment Advisors
Delaware
$73K +$62.2K +4,638 +1,189%
HA
524
H2O AM
United Kingdom
$68K +$68.9K +5,138 New
IWA
525
Intercontinental Wealth Advisors
Texas
$65K

LUMN Hedge Fund Activity: Q4 2019 in Review

721 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q4 2019, worth a combined $11.2B — up 8.9% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 116 funds opened new LUMN positions and 71 closed out — a net gain of 45 holders — while 222 added to existing stakes and 266 trimmed.

The largest buyer was American International Group, adding an estimated $268M. The largest seller was Morgan Stanley, cutting an estimated $36.4M.

  • 721 institutional investors held Lumen (LUMN) as of Q4 2019, up from 690 in Q3 2019.
  • Funds reported $11.2B of Lumen stock for Q4 2019, up 8.9% quarter-over-quarter.
  • 116 funds opened new Lumen positions in Q4 2019 and 71 closed out, a net change of +45 holders.
  • The largest Lumen buyer in Q4 2019 was American International Group, an estimated $268M added.
  • The largest Lumen seller in Q4 2019 was Morgan Stanley, an estimated $36.4M sold.

Based on aggregated 13F filings for Q4 2019.