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Lumen
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707 hedge funds and large institutions have $11B invested in Lumen in 2021 Q1 according to their latest regulatory filings, with 125 funds opening new positions, 230 increasing their positions, 241 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $8.23B → $11B (+$2.79B)

7% more funds holding in top 10

Funds holding in top 10: 14 → 15 (+1)

8% more call options, than puts

Call options by funds: $160M | Put options by funds: $148M

8% more first-time investments, than exits

New positions opened: 125 | Existing positions closed: 116

1% more funds holding

Funds holding: 703 → 707 (+4)

5% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 241

1.17% less ownership

Funds ownership: 76.55% → 75.38% (-1.2%)

Holders
707
Holders Change
+4
Holders Change %
+0.57%
% of All Funds
12.41%
Holding in Top 10
15
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.14%
% of All Funds
0.26%
New
125
Increased
230
Reduced
241
Closed
116
Calls
$160M
Puts
$148M
Net Calls
+$12.1M
Net Calls Change
+$45.6M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$57.1M
2
BlackRock
BlackRock
New York
+$57.1M
3
N
Nuveen
North Carolina
+$48.2M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$25.2M
5
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
+$24.3M

Top Sellers

1
PP
Prudential plc
United Kingdom
-$50M
2
UBS AM
UBS AM
Illinois
-$45.5M
3
SAM
Southeastern Asset Management
Tennessee
-$37.1M
4
Barclays
Barclays
United Kingdom
-$36.4M
5
Capital Research Global Investors
Capital Research Global Investors
California
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Swiss National Bank
26
Swiss National Bank
Switzerland
$47.9M +$732K +58,900 +2%
Robeco Institutional Asset Management
27
Robeco Institutional Asset Management
Netherlands
$47.7M -$4.33M -348,671 -9%
LSV Asset Management
28
LSV Asset Management
Illinois
$47M -$2.5M -201,500 -5%
FSCM
29
Front Street Capital Management
Montana
$41M +$112K +9,009 +0.3%
Deutsche Bank
30
Deutsche Bank
Germany
$39.5M +$4M +322,005 +12%
Arrowstreet Capital
31
Arrowstreet Capital
Massachusetts
$37.9M +$7.51M +604,370 +27%
CS
32
Credit Suisse
Switzerland
$37.9M +$7.58M +610,357 +27%
AAMU
33
Amundi Asset Management US
Massachusetts
$37.6M -$14.4M -1,159,475 -29%
AssetMark Inc
34
AssetMark Inc
California
$37.2M -$1.53M -123,245 -4%
Wells Fargo
35
Wells Fargo
California
$35.9M -$7.06M -568,182 -17%
California Public Employees Retirement System
36
California Public Employees Retirement System
California
$34.1M -$3.44M -277,235 -10%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$32.9M +$3.57M +287,253 +13%
CA
38
Capitolis Advisors
New York
$32.7M +$1.56M +125,901 +5%
OAM
39
Oppenheimer Asset Management
New York
$32.4M -$1.4M -112,850 -4%
OSAM
40
O'Shaughnessy Asset Management
Connecticut
$30.3M +$1.97M +158,764 +8%
D.E. Shaw & Co
41
D.E. Shaw & Co
New York
$28.6M +$25.2M +2,025,332 +1,715%
FRM
42
Foundation Resource Management
Arkansas
$28.5M +$8.33M +670,644 +46%
APG Asset Management
43
APG Asset Management
Netherlands
$28M +$5.55M +446,862 +22%
AllianceBernstein
44
AllianceBernstein
Tennessee
$26.6M -$1.67M -134,677 -6%
California State Teachers Retirement System (CalSTRS)
45
California State Teachers Retirement System (CalSTRS)
California
$26.1M +$24.3M +1,956,327 New
Ensign Peak Advisors
46
Ensign Peak Advisors
Utah
$25.1M -$5.26M -423,829 -18%
Grantham, Mayo, Van Otterloo & Co (GMO)
47
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$24.2M +$161K +13,000 +0.7%
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
$23.8M +$22.1M +1,779,412 New
Canada Pension Plan Investment Board
49
Canada Pension Plan Investment Board
Ontario, Canada
$23.1M +$7.25M +583,576 +51%
PMG
50
Private Management Group
California
$23M -$29.5K -2,375 -0.1%
1
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3 4 5

LUMN Hedge Fund Activity: Q1 2021 in Review

707 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q1 2021, worth a combined $11B — up 34% from $8.23B a quarter earlier.

Buyers outnumbered sellers: 125 funds opened new LUMN positions and 116 closed out — a net gain of 9 holders — while 230 added to existing stakes and 241 trimmed.

The largest buyer was Bank of America, adding an estimated $57.1M. The largest seller was Prudential plc, cutting an estimated $50M.

  • 707 institutional investors held Lumen (LUMN) as of Q1 2021, up from 703 in Q4 2020.
  • Funds reported $11B of Lumen stock for Q1 2021, up 34% quarter-over-quarter.
  • 125 funds opened new Lumen positions in Q1 2021 and 116 closed out, a net change of +9 holders.
  • The largest Lumen buyer in Q1 2021 was Bank of America, an estimated $57.1M added.
  • The largest Lumen seller in Q1 2021 was Prudential plc, an estimated $50M sold.

Based on aggregated 13F filings for Q1 2021.