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Lumen
LUMN

Overview Fund Activity

603 hedge funds and large institutions have $15.7B invested in Lumen in 2013 Q3 according to their latest regulatory filings, with 64 funds opening new positions, 207 increasing their positions, 251 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
603
Holders Change
-3
Holders Change %
-0.5%
% of All Funds
19.56%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
64
Increased
207
Reduced
251
Closed
60
Calls
$229M
Puts
$177M
Net Calls
+$52.3M
Net Calls Change
-$17.2M

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
$161M
2
NIMC
NWQ Investment Management Company
California
$212M
3
EAM
Edge Asset Management
Washington
$91.2M
4
APG Asset Management
APG Asset Management
Netherlands
$180M
5
Fidelity Investments
Fidelity Investments
Massachusetts
$281M

Top Sellers

1
Franklin Resources
Franklin Resources
California
$6.38M
2
WRF
Waddell & Reed Financial
Kansas
$0
3
Morgan Stanley
Morgan Stanley
New York
$239M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$7.15M
5
HSBC Holdings
HSBC Holdings
United Kingdom
$16.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
LMGAM
326
Liberty Mutual Group Asset Management
Massachusetts
$1.14M +$225K +7,171 +25%
GMIM
327
General Motors Investment Management
New York
$1.12M +$38.6K +1,230 +4%
OA
328
OFI Advisors
Pennsylvania
$1.1M +$127K +4,039 +13%
WSCM
329
Wellington Shields Capital Management
New York
$1.06M -$88.3K -2,813 -8%
CT
330
Coastline Trust
Rhode Island
$1.05M +$41.4K +1,320 +4%
Grantham, Mayo, Van Otterloo & Co (GMO)
331
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.05M +$1.05M +33,403 New
Wellington Management Group
332
Wellington Management Group
Massachusetts
$1.05M +$381K +12,151 +57%
PWS
333
Peloton Wealth Strategists
Indiana
$1.04M -$47.1K -1,500 -4%
CNB
334
City National Bank
California
$1.03M -$239K -7,611 -19%
CC
335
ClearArc Capital
Ohio
$1.03M -$223K -7,121 -18%
ARTA
336
A.R.T. Advisors
New York
$1.02M -$4.57M -145,740 -82%
SI
337
Stephens Inc
Arkansas
$1.02M -$343K -10,915 -25%
FFA
338
First Foundation Advisors
California
$1.02M – – –
CIP
339
Cornerstone Investment Partners
Georgia
$1.01M +$101K +3,220 +11%
PP
340
Paloma Partners
Connecticut
$1.01M -$926K -29,517 -48%
NL
341
NWAM LLC
Washington
$1.01M +$146K +4,655 +17%
GAM
342
Gotham Asset Management
New York
$985K -$16.5K -526 -2%
GLRA
343
Gerald L. Ray & Associates
Texas
$982K -$138K -4,395 -12%
DHFB
344
Dixon Hubard Feinour & Brown
Virginia
$959K -$46.8K -1,491 -5%
CR
345
Cooperatieve Rabobank
Netherlands
$940K +$373K +11,880 +66%
CCM
346
Cai Capital Management
New York
$929K +$929K +29,598 New
LCM
347
Liberty Capital Management
Michigan
$926K – – –
Brown Advisory
348
Brown Advisory
Maryland
$918K -$59.2K -1,885 -6%
Creative Planning
349
Creative Planning
Kansas
$906K +$2.04K +65 +0.2%
BOH
350
Bank of Hawaii
Hawaii
$905K +$339K +10,800 +60%
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