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Lumen
LUMN

664 hedge funds and large institutions have $9.61B invested in Lumen in 2016 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 245 increasing their positions, 227 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

52% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 75

4% more funds holding

Funds holding: 637 → 664 (+27)

8% more repeat investments, than reductions

Existing positions increased: 245 | Existing positions reduced: 227

2% less call options, than puts

Call options by funds: $246M | Put options by funds: $250M

1.35% less ownership

Funds ownership: 75.26% → 73.91% (-1.4%)

14% less capital invested

Capital invested by funds: $11.2B → $9.61B (-$1.59B)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
664
Holders Change
+27
Holders Change %
+4.24%
% of All Funds
16.6%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
114
Increased
245
Reduced
227
Closed
75
Calls
$246M
Puts
$250M
Net Calls
-$4.03M
Net Calls Change
+$64.4M

Top Buyers

1
AIG
American International Group
New York
+$391M
2
TIM
Thornburg Investment Management
New Mexico
+$79.7M
3
Two Sigma Investments
Two Sigma Investments
New York
+$72.7M
4
Bank of New York Mellon
Bank of New York Mellon
New York
+$68.5M
5
Morgan Stanley
Morgan Stanley
New York
+$58.5M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$425M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$365M
3
EIP
Epoch Investment Partners
New York
-$93.2M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$74.2M
5
Capital International Investors
Capital International Investors
California
-$70.6M
Name Holding Trade Value Shares
Change 		Change in
Stake
TF
301
Trutina Financial
Washington
$1.2M -$1.11M -43,811 -46%
ACM
302
Advent Capital Management
New York
$1.19M +$1.27M +50,000 New
DnB Asset Management
303
DnB Asset Management
Norway
$1.19M +$157K +6,200 +14%
LIA
304
LS Investment Advisors
Michigan
$1.18M +$474K +18,659 +60%
HDIM
305
Hanson & Doremus Investment Management
Vermont
$1.18M +$315K +12,410 +33%
PAM
306
Princeton Alpha Management
New Jersey
$1.15M +$444K +17,484 +57%
ERSOT
307
Employees Retirement System of Texas
Texas
$1.14M -$381K -15,000 -24%
RC
308
RBO & Co
California
$1.14M -$95.9K -3,778 -7%
Jacobs Levy Equity Management
309
Jacobs Levy Equity Management
New Jersey
$1.11M -$464K -18,260 -28%
Canada Pension Plan Investment Board
310
Canada Pension Plan Investment Board
Ontario, Canada
$1.11M -$640K -25,204 -35%
TW
311
Transform Wealth
Colorado
$1.1M +$56.2K +2,212 +5%
Wealth Enhancement Advisory Services
312
Wealth Enhancement Advisory Services
Minnesota
$1.09M +$1.16M +45,823 New
BC
313
Brookfield Corp
Ontario, Canada
$1.09M – – –
QIM
314
Quantitative Investment Management
Virginia
$1.06M -$1.38M -54,300 -55%
Susquehanna International Group
315
Susquehanna International Group
Pennsylvania
$1.05M -$4.3M -169,500 -79%
Macquarie Group
316
Macquarie Group
Australia
$1.05M +$460K +18,124 +70%
IG
317
ING Group
Netherlands
$1.05M -$914K -35,983 -45%
SEI Investments
318
SEI Investments
Pennsylvania
$1.04M +$337K +13,283 +44%
GPC
319
Glacier Peak Capital
Washington
$1.01M +$1.08M +42,500 New
PL
320
Parkwood LLC
Ohio
$1M -$557K -21,940 -34%
SMDAM
321
Sumitomo Mitsui DS Asset Management
Japan
$1M -$12.3K -484 -1%
NCM
322
Narwhal Capital Management
Georgia
$996K -$234K -9,225 -18%
PL
323
Polianta Ltd
Jersey
$986K +$1.05M +41,500 New
CAN
324
Cetera Advisor Networks
California
$983K -$776K -30,546 -43%
AAMU
325
AEGON Asset Management (UK)
United Kingdom
$976K -$55.1K -2,170 -5%
11 12
13
14 15

LUMN Hedge Fund Activity: Q4 2016 in Review

664 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q4 2016, worth a combined $9.61B — down 14% from $11.2B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new LUMN positions and 75 closed out — a net gain of 39 holders — while 245 added to existing stakes and 227 trimmed.

The largest buyer was American International Group, adding an estimated $391M. The largest seller was Bank of America, cutting an estimated $425M.

  • 664 institutional investors held Lumen (LUMN) as of Q4 2016, up from 637 in Q3 2016.
  • Funds reported $9.61B of Lumen stock for Q4 2016, down 14% quarter-over-quarter.
  • 114 funds opened new Lumen positions in Q4 2016 and 75 closed out, a net change of +39 holders.
  • The largest Lumen buyer in Q4 2016 was American International Group, an estimated $391M added.
  • The largest Lumen seller in Q4 2016 was Bank of America, an estimated $425M sold.

Based on aggregated 13F filings for Q4 2016.