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Lumen
LUMN

Overview Fund Activity

603 hedge funds and large institutions have $15.7B invested in Lumen in 2013 Q3 according to their latest regulatory filings, with 64 funds opening new positions, 207 increasing their positions, 251 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
603
Holders Change
-3
Holders Change %
-0.5%
% of All Funds
19.56%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
64
Increased
207
Reduced
251
Closed
60
Calls
$229M
Puts
$177M
Net Calls
+$52.3M
Net Calls Change
-$17.2M

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
$161M
2
NIMC
NWQ Investment Management Company
California
$212M
3
EAM
Edge Asset Management
Washington
$91.2M
4
APG Asset Management
APG Asset Management
Netherlands
$180M
5
Fidelity Investments
Fidelity Investments
Massachusetts
$281M

Top Sellers

1
Franklin Resources
Franklin Resources
California
$6.38M
2
WRF
Waddell & Reed Financial
Kansas
$0
3
Morgan Stanley
Morgan Stanley
New York
$239M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$7.15M
5
HSBC Holdings
HSBC Holdings
United Kingdom
$16.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
BC
301
Brookfield Corp
Ontario, Canada
$1.44M +$1.29M +41,044 +859%
DCM
302
Dynamic Capital Management
Jersey
$1.43M +$1.43M +45,551 New
CIC
303
Crawford Investment Counsel
Georgia
$1.41M +$173K +5,520 +14%
WAM
304
Wolverine Asset Management
Illinois
$1.41M +$1.26M +40,100 +853%
IAS
305
IMA Advisory Services
Colorado
$1.4M -$106K -3,370 -7%
AAMU
306
Amundi Asset Management US
Massachusetts
$1.4M -$9.34M -297,687 -87%
SCM
307
Sterneck Capital Management
Missouri
$1.34M +$457K +14,557 +52%
RFC
308
Regions Financial Corp
Alabama
$1.33M -$57.6K -1,834 -4%
SCA
309
SAC Capital Advisors
Connecticut
$1.33M -$56.3K -1,794 -4%
CIP
310
Chartwell Investment Partners
Pennsylvania
$1.33M +$1.33M +42,300 New
ANI
311
American National Insurance
Texas
$1.29M – – –
GI
312
Gradient Investments
Minnesota
$1.29M +$1.29M +41,010 New
B
313
Barings
North Carolina
$1.28M -$634K -20,200 -33%
BAM
314
Burnham Asset Management
New York
$1.27M -$197K -6,285 -13%
MAM
315
Mizuho Asset Management
Japan
$1.24M +$49.3K +1,570 +4%
UR
316
USCA RIA
Texas
$1.24M +$591K +18,816 +91%
WBC
317
Westpac Banking Corp
Australia
$1.23M -$117K -3,724 -9%
WC
318
Woodstock Corp
Massachusetts
$1.22M -$349K -11,110 -22%
WA
319
WFG Advisors
Texas
$1.22M +$717K +22,863 +143%
FCAM
320
F&C Asset Management
United Kingdom
$1.21M +$24.9K +794 +2%
TF
321
Trutina Financial
Washington
$1.19M -$1.33M -42,463 -53%
Connor, Clark & Lunn Investment Management (CC&L)
322
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$1.19M -$335K -10,400 -22%
CB
323
Commerce Bank
Missouri
$1.17M -$73K -2,326 -6%
CB
324
Chemical Bank
Michigan
$1.16M -$63.2K -2,013 -5%
KeyBank National Association
325
KeyBank National Association
Ohio
$1.14M -$627K -19,970 -35%
11 12
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