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Lumen
LUMN

Overview Fund Activity

603 hedge funds and large institutions have $15.7B invested in Lumen in 2013 Q3 according to their latest regulatory filings, with 64 funds opening new positions, 207 increasing their positions, 251 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
603
Holders Change
-3
Holders Change %
-0.5%
% of All Funds
19.56%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
64
Increased
207
Reduced
251
Closed
60
Calls
$229M
Puts
$177M
Net Calls
+$52.3M
Net Calls Change
-$17.2M

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
$161M
2
NIMC
NWQ Investment Management Company
California
$212M
3
EAM
Edge Asset Management
Washington
$91.2M
4
APG Asset Management
APG Asset Management
Netherlands
$180M
5
Fidelity Investments
Fidelity Investments
Massachusetts
$281M

Top Sellers

1
Franklin Resources
Franklin Resources
California
$6.38M
2
WRF
Waddell & Reed Financial
Kansas
$0
3
Morgan Stanley
Morgan Stanley
New York
$239M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$7.15M
5
HSBC Holdings
HSBC Holdings
United Kingdom
$16.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Capital International Investors
251
Capital International Investors
California
$2.47M – – –
CI
252
Capital International
California
$2.46M +$333K +10,600 +16%
HCM
253
Highbridge Capital Management
New York
$2.43M -$1.86M -59,180 -43%
OPTFSNA
254
Old Point Trust & Financial Services N A
Virginia
$2.34M +$138K +4,400 +6%
JAFL
255
Jay A. Fishman Ltd
Michigan
$2.33M -$1.27M -40,600 -35%
Asset Management One
256
Asset Management One
Japan
$2.3M -$501K -15,776 -18%
Janus Henderson Group
257
Janus Henderson Group
United Kingdom
$2.3M – – –
SMDAM
258
Sumitomo Mitsui DS Asset Management
Japan
$2.3M -$188K -5,985 -8%
ProShare Advisors
259
ProShare Advisors
Maryland
$2.27M -$589K -18,783 -21%
GH
260
GAM Holding
Switzerland
$2.2M – – –
BCM
261
Bridgeway Capital Management
Texas
$2.2M +$2.2M +70,200 New
AA
262
AlphaMark Advisors
Kentucky
$2.19M +$28.5K +908 +1%
TAM
263
Tocqueville Asset Management
New York
$2.19M +$87.7K +2,796 +4%
Fidelity International
264
Fidelity International
Bermuda
$2.12M +$635K +20,250 +43%
LTFS
265
Ladenburg Thalmann Financial Services
Florida
$2.11M -$89.8K -2,860 -4%
SBAM
266
Santa Barbara Asset Management
California
$2.07M +$278K +8,847 +15%
SIG
267
Schooner Investment Group
Pennsylvania
$2.06M -$63.5K -2,000 -3%
GF
268
Gabelli Funds
New York
$2.04M – – –
FWSM
269
First Wilshire Securities Management
California
$2.03M +$122K +3,875 +6%
MOACM
270
Mutual of America Capital Management
New York
$2.01M +$64.8K +2,064 +3%
AAM
271
Aberdeen Asset Management
United Kingdom
$1.99M -$250K -7,960 -11%
Teacher Retirement System of Texas
272
Teacher Retirement System of Texas
Texas
$1.98M -$360K -11,486 -15%
BG
273
Bollard Group
Massachusetts
$1.98M +$21.7K +690 +1%
PP
274
Prudential plc
United Kingdom
$1.96M +$1.96M +62,379 New
HAI
275
Hennessy Advisors Inc
California
$1.96M – – –
9 10
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