We are live on ! Find out more
LUMN icon

Lumen
LUMN

710 hedge funds and large institutions have $10.2B invested in Lumen in 2021 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 260 increasing their positions, 237 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 260 | Existing positions reduced: 237

9% more call options, than puts

Call options by funds: $183M | Put options by funds: $167M

1% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 75

1% less funds holding

Funds holding: 719 → 710 (-9)

1.85% less ownership

Funds ownership: 76.26% → 74.4% (-1.9%)

7% less funds holding in top 10

Funds holding in top 10: 14 → 13 (-1)

11% less capital invested

Capital invested by funds: $11.4B → $10.2B (-$1.26B)

Holders
710
Holders Change
-9
Holders Change %
-1.25%
% of All Funds
12.43%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.23%
New
76
Increased
260
Reduced
237
Closed
75
Calls
$183M
Puts
$167M
Net Calls
+$15.7M
Net Calls Change
+$14.3M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$68.1M
2
SAM
Southeastern Asset Management
Tennessee
+$50.5M
3
First Trust Advisors
First Trust Advisors
Illinois
+$43.6M
4
Charles Schwab
Charles Schwab
California
+$30.1M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$26M

Top Sellers

1
Citigroup
Citigroup
New York
-$129M
2
Invesco
Invesco
Georgia
-$87.7M
3
Bank of America
Bank of America
North Carolina
-$66.7M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$43.2M
5
PFC
Poplar Forest Capital
California
-$22.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
DC
226
Davenport & Co
Virginia
$1.46M +$163K +13,037 +12%
Natixis Advisors
227
Natixis Advisors
Massachusetts
$1.44M -$4.31M -343,699 -75%
GAM
228
Gotham Asset Management
New York
$1.44M +$559K +44,613 +63%
P
229
Pitcairn
Pennsylvania
$1.43M +$178K +14,179 +14%
CG
230
Cutler Group
California
$1.43M -$107K -8,555 -7%
IMRF
231
Illinois Municipal Retirement Fund
Illinois
$1.41M – – –
CCC
232
Crescent Capital Consulting
Louisiana
$1.39M +$138 +11 +0%
PP
233
Prudential plc
United Kingdom
$1.37M +$1.17M +93,088 +533%
RVM
234
Robinson Value Management
Texas
$1.35M – – –
MML Investors Services
235
MML Investors Services
Massachusetts
$1.35M -$7.81K -623 -0.6%
Fifth Third Bancorp
236
Fifth Third Bancorp
Ohio
$1.31M -$385K -30,716 -22%
NAM
237
Nissay Asset Management
Japan
$1.31M +$51.2K +4,086 +4%
DekaBank Deutsche Girozentrale
238
DekaBank Deutsche Girozentrale
Germany
$1.28M +$98.9K +7,892 +9%
PAG
239
Private Advisor Group
New Jersey
$1.26M +$514K +41,030 +68%
Millennium Management
240
Millennium Management
New York
$1.26M -$7.08M -565,182 -85%
Creative Planning
241
Creative Planning
Kansas
$1.25M -$58.2K -4,641 -4%
BCV
242
Banque Cantonale Vaudoise
Switzerland
$1.24M +$154K +12,300 +14%
KCM
243
Knoll Capital Management
Florida
$1.24M -$1.5M -120,000 -55%
RIM
244
Redwood Investment Management
Arizona
$1.22M +$150K +11,965 +14%
HNW
245
High Note Wealth
Minnesota
$1.22M +$123K +9,819 +11%
HIMCH
246
Hartford Investment Management Co (HIMCO)
Connecticut
$1.2M -$143K -11,446 -11%
CIBC Asset Management
247
CIBC Asset Management
Ontario, Canada
$1.18M +$46.8K +3,734 +4%
PHK
248
Point72 Hong Kong
Hong Kong
$1.18M +$1.19M +94,911 New
EP
249
Edgestream Partners
New Jersey
$1.17M +$1.19M +94,609 New
KBC Group
250
KBC Group
Belgium
$1.16M -$1.84M -147,106 -61%
8 9
10
11 12

LUMN Hedge Fund Activity: Q3 2021 in Review

710 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q3 2021, worth a combined $10.2B — down 11% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new LUMN positions and 75 closed out — a net gain of 1 holder — while 260 added to existing stakes and 237 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $68.1M. The largest seller was Citigroup, cutting an estimated $129M.

  • 710 institutional investors held Lumen (LUMN) as of Q3 2021, down from 719 in Q2 2021.
  • Funds reported $10.2B of Lumen stock for Q3 2021, down 11% quarter-over-quarter.
  • 76 funds opened new Lumen positions in Q3 2021 and 75 closed out, a net change of +1 holder.
  • The largest Lumen buyer in Q3 2021 was Morgan Stanley, an estimated $68.1M added.
  • The largest Lumen seller in Q3 2021 was Citigroup, an estimated $129M sold.

Based on aggregated 13F filings for Q3 2021.