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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
PL
401
Parkwood LLC
Ohio
– -$631K -12,237 Closed
ACM
402
Academy Capital Management
Texas
– -$613K -11,905 Closed
CA
403
Commerzbank Aktiengesellschaft
Germany
– -$607K -11,779 Closed
SHA
404
Smith Hayes Advisers
Nebraska
– -$603K -11,700 Closed
DCM
405
Dynamic Capital Management
Jersey
– -$577K -11,191 Closed
QT
406
Quantbot Technologies
New York
– -$565K -10,980 Closed
GCA
407
Greenwood Capital Associates
South Carolina
– -$549K -10,667 Closed
MA
408
MUFG Americas
New York
– -$379K -7,323 Closed
SCA
409
Secor Capital Advisors
New York
– -$293K -5,695 Closed
DTL
410
Dynamic Technology Lab
Singapore
– -$290K -5,636 Closed
IIC
411
Ironwood Investment Counsel
Arizona
– -$243K -4,725 Closed
ZDA
412
Zweig-DiMenna Associates
New York
– -$227K -4,400 Closed
CHAM
413
Clear Harbor Asset Management
Connecticut
– -$206K -4,000 Closed
PWW
414
Pettyjohn Wood & White
Virginia
– -$206K -3,990 Closed
RCM
415
Rotella Capital Management
Washington
– -$205K -3,962 Closed
DILH
416
Dai-ichi Life Holdings
Japan
– -$170K -3,293 Closed
PCM
417
Prelude Capital Management
New York
– -$128K -2,478 Closed
PG
418
PEAK6 Group
Illinois
– -$105K -2,276 Closed
GXMC
419
Global X Management Company
New York
– -$57K -1,110 Closed
AGM
420
Alpine Global Management
New York
– -$54K -1,040 Closed
EA
421
Euclid Advisors
Connecticut
– -$53K -1,027 Closed
BRWM
422
B. Riley Wealth Management
Tennessee
– -$48K -933 Closed
Parallax Volatility Advisers
423
Parallax Volatility Advisers
California
– -$37.8K -817 Closed
FANJ
424
Financial Architects (New Jersey)
New Jersey
– -$22K -421 Closed
ANBT
425
American National Bank & Trust
Texas
– -$6K -110 Closed
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