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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
RWA
351
River Wealth Advisors
Pennsylvania
$3K +$3.79K +100 New
FPFS
352
First Personal Financial Services
North Carolina
$2K
PFBT
353
Parkside Financial Bank & Trust
Missouri
$2K
VFA
354
Valeo Financial Advisors
Indiana
$2K +$531 +14 +42%
RCAG
355
Rehmann Capital Advisory Group
Michigan
$1.39K -$304 -8 -17%
EARNEST Partners
356
EARNEST Partners
Georgia
$1K
OSAM
357
O'Shaughnessy Asset Management
Connecticut
$1K
SFSIG
358
San Francisco Sentry Investment Group
California
$1K
TFA
359
Transamerica Financial Advisors
Florida
$1K
Parallax Volatility Advisers
360
Parallax Volatility Advisers
California
$1K +$721 +19 New
VNA
361
Valley National Advisers
Pennsylvania
$1K +$721 +19 New
TWA
362
TCI Wealth Advisors
Arizona
$1K +$911 +24 New
TFS
363
TrustCore Financial Services
Tennessee
$1K +$1.14K +30 New
PIA
364
Piedmont Investment Advisors
North Carolina
$1K +$1.25K +33 New
RE
365
RBC Europe
United Kingdom
$695 +$759 +20 New
Nuveen
366
Nuveen
North Carolina
-$16.5M -405,690 Closed
MWNA
367
Marshall Wace North America
New York
-$10.8M -264,911 Closed
PCM
368
Prana Capital Management
Connecticut
-$9.17M -225,592 Closed
WI
369
WBI Investments
New Jersey
-$6.55M -161,210 Closed
FQ
370
First Quadrant
California
-$5.93M -145,826 Closed
State of Tennessee, Department of Treasury
371
State of Tennessee, Department of Treasury
Tennessee
-$4.07M -100,000 Closed
CM
372
Crestline Management
Texas
-$3.9M -96,057 Closed
AAMU
373
AEGON Asset Management (UK)
United Kingdom
-$3.43M -84,380 Closed
Squarepoint
374
Squarepoint
New York
-$2.54M -62,567 Closed
QIM
375
Quantitative Investment Management
Virginia
-$2.21M -54,400 Closed