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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
Canada Pension Plan Investment Board
351
Canada Pension Plan Investment Board
Ontario, Canada
$12K
GSC
352
Ground Swell Capital
South Carolina
$9K +$2.63K +53 +45%
TFO
353
Tarbox Family Office
California
$8K +$298 +6 +4%
SFSIG
354
San Francisco Sentry Investment Group
California
$8K +$7.44K +150 New
VFA
355
Virtus Fund Advisers
Connecticut
$6K -$46.4K -936 -89%
GAM
356
Gemmer Asset Management
California
$5K
NES
357
New England Securities
New York
$5K
AW
358
Alpha Windward
Massachusetts
$3K
AA
359
Apriem Advisors
California
$3K
CAW
360
Cornerstone Advisors (Washington)
Washington
$3K
EFSCE
361
Enterprise Financial Services Corp (EFSC)
Missouri
$3K
JFGIW
362
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K +$1.83K +37 New
KTC
363
Kistler-Tiffany Companies
Pennsylvania
$1K
TCM
364
Tradewinds Capital Management
Washington
$1K
WIL
365
Winifred I. Li
$1K +$843 +17 New
S
366
SignatureFD
Georgia
$1K +$992 +20 New
Parallax Volatility Advisers
367
Parallax Volatility Advisers
California
$1K +$1.24K +25 New
MNA
368
Manning & Napier Advisors
New York
-$18.4M -358,710 Closed
O
369
OppenheimerFunds
New York
-$12.9M -251,412 Closed
CIM
370
Contrarius Investment Management
Jersey
-$5.83M -113,685 Closed
BCM
371
Breithorn Capital Management
New York
-$5.02M -97,890 Closed
ECM
372
EII Capital Management
New York
-$3.01M -58,700 Closed
Nomura Holdings
373
Nomura Holdings
Japan
-$2.52M -49,324 Closed
LP
374
LMR Partners
United Kingdom
-$2.45M -47,833 Closed
ARTA
375
A.R.T. Advisors
New York
-$2M -38,966 Closed