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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Renaissance Technologies
351
Renaissance Technologies
New York
– -$17.6M -404,100 Closed
Adage Capital Partners
352
Adage Capital Partners
Massachusetts
– -$9.78M -225,000 Closed
Parallax Volatility Advisers
353
Parallax Volatility Advisers
California
– -$9.65M -216,698 Closed
LSC
354
Lesa Sroufe & Co
Washington
– -$8.15M -187,517 Closed
SSG
355
Summit Securities Group
New York
– -$7.67M -176,500 Closed
CEP
356
Chicago Equity Partners
Illinois
– -$5.04M -116,045 Closed
QI
357
QS Investors
New York
– -$4.49M -103,300 Closed
ST
358
Spot Trading
Illinois
– -$3.13M -70,341 Closed
Caisse de Depot et Placement du Quebec (CDPQ)
359
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
– -$2.97M -68,300 Closed
Korea Investment Corp
360
Korea Investment Corp
South Korea
– -$2.32M -53,300 Closed
WAM
361
Wolverine Asset Management
Illinois
– -$1.57M -36,113 Closed
SAS
362
Sarbit Advisory Services
Manitoba, Canada
– -$1.58M -32,100 Closed
JIM
363
Jupiter Investment Management
United Kingdom
– -$1.3M -30,031 Closed
FMBTD
364
First Midwest Bank Trust Division
Illinois
– -$1M -23,110 Closed
HH
365
HWG Holdings
Texas
– -$1M -23,066 Closed
IAM
366
Impax Asset Management
New Hampshire
– -$870K -20,000 Closed
PP
367
Paloma Partners
Connecticut
– -$799K -18,398 Closed
SCA
368
SAC Capital Advisors
Connecticut
– -$794K -18,264 Closed
QIM
369
Quantitative Investment Management
Virginia
– -$700K -16,100 Closed
NCCM
370
Nine Chapters Capital Management
New Jersey
– -$683K -15,700 Closed
MNBTD
371
Moody National Bank Trust Division
Texas
– -$564K -12,975 Closed
QT
372
Quantbot Technologies
New York
– -$556K -12,793 Closed
T
373
TradeWorx
New Jersey
– -$452K -10,387 Closed
Rafferty Asset Management
374
Rafferty Asset Management
New York
– -$432K -9,944 Closed
NG
375
NatWest Group
United Kingdom
– -$372K -8,549 Closed
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