NCCM
LM

Nine Chapters Capital Management’s Legg Mason, Inc. LM Stock Holding History

Nine Chapters Capital Management’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-15,700
Closed -$683K – 1009
2013
Q4 		$683K Buy
+15,700
New +$609K 0.07% 395

Other funds holding LM

TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Nine Chapters Capital Management's LM Position: Q1 2014 in Review

Nine Chapters Capital Management sold out of Legg Mason, Inc. (LM) in Q1 2014, closing a stake of 15,700 shares — an estimated $683K sold.

Nine Chapters Capital Management first reported a position in LM in Q4 2013 and held it in 1 quarter. The position peaked at $683K in Q4 2013. 346 funds tracked by Wall St. Rank hold LM as of Q1 2014.

  • Nine Chapters Capital Management reported no remaining Legg Mason, Inc. position as of Q1 2014 after selling out during the quarter.
  • Nine Chapters Capital Management sold 15,700 Legg Mason, Inc. shares in Q1 2014, an estimated $683K.
  • Nine Chapters Capital Management first reported a position in Legg Mason, Inc. in Q4 2013 and held it in 1 quarter.
  • Nine Chapters Capital Management's Legg Mason, Inc. position peaked at $683K in Q4 2013.
  • 346 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2014.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.