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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
ZIG
326
Zurich Insurance Group
Switzerland
– -$942K -26,100 Closed
SM
327
Seminole Management
New York
– -$578K -16,000 Closed
PAM
328
Princeton Alpha Management
New Jersey
– -$507K -14,053 Closed
SI
329
SII Investments
Wisconsin
– -$477K -13,283 Closed
Jane Street
330
Jane Street
New York
– -$459K -12,717 Closed
SSA
331
Schonfeld Strategic Advisors
New York
– -$428K -11,841 Closed
USGIU
332
U.S. Global Investors (USGI)
Texas
– -$425K -11,763 Closed
MVM
333
McClain Value Management
Connecticut
– -$406K -11,245 Closed
IAM
334
Integre Asset Management
New York
– -$368K -10,188 Closed
NJBEST
335
New Jersey Better Educational Savings Trust
New Jersey
– -$361K -10,000 Closed
PAPAIJV
336
Paragon Associates & Paragon Associates II Joint Venture
Texas
– -$361K -10,000 Closed
MPAM
337
Murphy Pohlad Asset Management
Minnesota
– -$249K -6,900 Closed
RJFSA
338
Raymond James Financial Services Advisors
Florida
– -$246K -6,809 Closed
Massachusetts Financial Services
339
Massachusetts Financial Services
Massachusetts
– -$237K -6,572 Closed
GIM
340
Greenwich Investment Management
Connecticut
– -$219K -6,085 Closed
FPF
341
FNY Partners Fund
New York
– -$109K -3,035 Closed
ERSOT
342
Employees Retirement System of Texas
Texas
– -$108K -3,000 Closed
Group One Trading
343
Group One Trading
Illinois
– -$57K -1,573 Closed
ST
344
Spot Trading
Illinois
– -$46.4K -1,226 -99%
EWM
345
Evercore Wealth Management
New York
– -$26K -715 Closed
SF
346
Synovus Financial
Georgia
– -$23K -634 Closed
Barrow, Hanley, Mewhinney & Strauss
347
Barrow, Hanley, Mewhinney & Strauss
Texas
– -$16K -454 Closed
CFG
348
Citizens Financial Group
Rhode Island
– -$8K -215 Closed
PFO
349
Pathstone Family Office
New Jersey
– -$1K -37 Closed
SIC
350
Salem Investment Counselors
North Carolina
– +$189 +5 New
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