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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
GCT
251
Galaxy Capital Trading
British Virgin Islands
$372K +$392K +12,000 New
JHIU
252
Janus Henderson Investors US
Colorado
$372K +$392K +12,000 New
GI
253
GLG Inc
New York
$367K +$387K +11,836 New
MOACM
254
Mutual of America Capital Management
New York
$357K +$376K +11,509 New
IC
255
IKOS CIF
Cyprus
$343K +$357K +10,927 New
WJA
256
Williams Jones & Associates
New York
$343K +$361K +11,050 New
BCAM
257
Boston Common Asset Management
Massachusetts
$335K +$353K +10,795 New
RFC
258
Russell Frank Company
Washington
$332K +$351K +10,729 New
MF
259
Magnetar Financial
Illinois
$327K +$345K +10,545 New
SAM
260
Solaris Asset Management
New York
$310K +$327K +10,000 New
SAM
261
Securian Asset Management
Minnesota
$309K +$325K +9,950 New
TC
262
TradeLink Capital
Illinois
$307K +$324K +9,900 New
Two Sigma Investments
263
Two Sigma Investments
New York
$298K +$314K +9,620 New
WBC
264
Westpac Banking Corp
Australia
$293K +$306K +9,355 New
CCIA
265
Campbell & Co Investment Adviser
Maryland
$289K +$304K +9,313 New
CK
266
Cohen Klingenstein
New York
$288K +$304K +9,290 New
Janney Montgomery Scott
267
Janney Montgomery Scott
Pennsylvania
$280K +$295K +9,037 New
UR
268
USCA RIA
Texas
$280K +$295K +9,035 New
NSEDCP
269
NJ State Employees Deferred Compensation Plan
New Jersey
$279K +$294K +9,000 New
FAAS
270
First Allied Advisory Services
California
$271K +$287K +8,773 New
Wellington Management Group
271
Wellington Management Group
Massachusetts
$256K +$270K +8,262 New
GIA
272
GHP Investment Advisors
Colorado
$249K +$262K +8,015 New
OC
273
Oppenheimer & Co
New York
$248K +$261K +7,992 New
NSAM
274
North Star Asset Management
Wisconsin
$247K +$260K +7,958 New
G
275
GlobalBridge
Minnesota
$245K +$258K +7,896 New
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