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LGHL

Lion Group Holding

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$282K
LA
2
Linden Advisors
New York
$281K
MTCM
3
Mint Tower Capital Management
Netherlands
$183K
AA
4
AQR Arbitrage
Connecticut
$171K
Hudson Bay Capital Management
5
Hudson Bay Capital Management
Connecticut
$122K
YCM
6
Yakira Capital Management
Connecticut
$84K
PC
7
Periscope Capital
Ontario, Canada
$54K
GCIA
8
Gabelli & Co Investment Advisers
New York
$50K
WAM
9
Wolverine Asset Management
Illinois
$46K
GF
10
Gabelli Funds
New York
$43K
CAPTRUST Financial Advisors
11
CAPTRUST Financial Advisors
North Carolina
$2K
UBS Group
12
UBS Group
Switzerland
$1K
AIMCA
13
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
-$724K
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
-$9.85M
BCM
15
Basso Capital Management
Connecticut
-$4.09M
BFM
16
Boothbay Fund Management
New York
-$2.27M
CWM
17
CIBC World Markets
New York
-$4.48M
GCL
18
Glazer Capital LLC
New York
-$11.4M
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
19
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
-$806K
HSBC Holdings
20
HSBC Holdings
United Kingdom
-$2.01M
KIM
21
Karpus Investment Management
New York
-$205K
Millennium Management
22
Millennium Management
New York
-$3.5M
MSU
23
Mizuho Securities USA
New York
-$12.4M
PAM
24
Panagora Asset Management
Massachusetts
-$6K
PAMP
25
Polar Asset Management Partners
Ontario, Canada
-$13.6M