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LGHL

Lion Group Holding

Name Holding Trade Value Shares
Change
Change in
Stake
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$14.5M
MSU
2
Mizuho Securities USA
New York
$12M
LA
3
Linden Advisors
New York
$7.26M
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$5.63M
CWM
5
CIBC World Markets
New York
$5.03M
Millennium Management
6
Millennium Management
New York
$3.5M
PC
7
Periscope Capital
Ontario, Canada
$3.44M
WRBC
8
W.R. Berkley Corp
Connecticut
$2.99M
AA
9
AQR Arbitrage
Connecticut
$2.32M
GCL
10
Glazer Capital LLC
New York
$2.3M
HSBC Holdings
11
HSBC Holdings
United Kingdom
$2.01M
GCIA
12
Gabelli & Co Investment Advisers
New York
$1.65M
KIM
13
Karpus Investment Management
New York
$1.16M
OAM
14
Oxford Asset Management
United Kingdom
$1.01M
Verition Fund Management
15
Verition Fund Management
Connecticut
$842K
AIMCA
16
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$722K
WAM
17
Wolverine Asset Management
Illinois
$251K
BI
18
Bulldog Investors
New Jersey
$101K
UBS Group
19
UBS Group
Switzerland
$82K
PAM
20
Panagora Asset Management
Massachusetts
$12K
Barclays
21
Barclays
United Kingdom
-$26K
BCM
22
Basso Capital Management
Connecticut
-$2.56M
BFM
23
Boothbay Fund Management
New York
-$1.24M
CAC
24
Cowen and Company
New York
-$399K
Walleye Trading
25
Walleye Trading
New York
-$108K