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LGHL

Lion Group Holding

Name Holding Trade Value Shares
Change
Change in
Stake
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$14.3M
MSU
2
Mizuho Securities USA
New York
$9.19M
LA
3
Linden Advisors
New York
$7.17M
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$5.55M
CWM
5
CIBC World Markets
New York
$4.96M
HSBC Holdings
6
HSBC Holdings
United Kingdom
$3.96M
PC
7
Periscope Capital
Ontario, Canada
$3.38M
WRBC
8
W.R. Berkley Corp
Connecticut
$2.94M
AA
9
AQR Arbitrage
Connecticut
$2.79M
BCM
10
Basso Capital Management
Connecticut
$2.56M
Verition Fund Management
11
Verition Fund Management
Connecticut
$1.41M
BFM
12
Boothbay Fund Management
New York
$1.24M
KIM
13
Karpus Investment Management
New York
$1.04M
OAM
14
Oxford Asset Management
United Kingdom
$995K
AIMCA
15
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$714K
CAC
16
Cowen and Company
New York
$399K
Walleye Trading
17
Walleye Trading
New York
$108K
Barclays
18
Barclays
United Kingdom
$26K
UBS Group
19
UBS Group
Switzerland
$17K
PAM
20
Panagora Asset Management
Massachusetts
$12K
HIM
21
HGC Investment Management
Ontario, Canada
-$5.84M
WAM
22
Weiss Asset Management
Massachusetts
-$4.15M