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PIMCO Enhanced Low Duration Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$15M
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$14.6M -$441K -4,368 -3%
HCM
3
Howland Capital Management
Massachusetts
$5.97M +$2.59M +25,635 +76%
Morgan Stanley
4
Morgan Stanley
New York
$5.21M +$1.48M +14,644 +39%
SEIA
5
Signature Estate & Investment Advisors
California
$5.21M +$5.24M +51,934 New
CHA
6
Cedar Hill Associates
Illinois
$4.42M -$613K -6,080 -12%
UBS Group
7
UBS Group
Switzerland
$4.19M +$2.56M +25,355 +155%
BRF
8
B. Riley Financial
California
$2.99M +$810K +8,026 +37%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.2M +$432K +4,280 +24%
VF
10
Virtu Financial
New York
$2.01M -$264K -2,616 -12%
Jane Street
11
Jane Street
New York
$1.67M +$1.25M +12,427 +294%
LPL Financial
12
LPL Financial
California
$1.65M -$22.7K -225 -1%
Wells Fargo
13
Wells Fargo
California
$1.59M -$2.62K -26 -0.2%
Bank of America
14
Bank of America
North Carolina
$1.45M -$427K -4,230 -23%
CWM
15
Cedar Wealth Management
California
$1.43M -$128K -1,268 -8%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$793K +$798K +7,906 New
CAL
17
Capital Advisors Ltd
Ohio
$787K +$30.4K +301 +4%
FAAS
18
First Allied Advisory Services
California
$636K +$104K +1,030 +19%
CIR
19
Clear Investment Research
Georgia
$307K +$25.9K +257 +9%
CWM
20
Cornerstone Wealth Management
Missouri
$280K +$281K +2,784 New
MCM
21
Mainstay Capital Management
Michigan
$258K +$259K +2,571 New
AA
22
Ancora Advisors
Ohio
$201K
JP Morgan Chase
23
JP Morgan Chase
New York
$116K
AG
24
Advisor Group
Arizona
$111K
WAP
25
Wealthcare Advisory Partners
Pennsylvania
$65K -$15.1K -150 -19%