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State Street SPDR S&P Regional Banking ETF

198 hedge funds and large institutions have $1.95B invested in State Street SPDR S&P Regional Banking ETF in 2014 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 69 increasing their positions, 60 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more call options, than puts

Call options by funds: $292M | Put options by funds: $217M

15% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 60

10% more funds holding in top 10

Funds holding in top 10: 1011 (+1)

3.22% more ownership

Funds ownership: 82.01%85.23% (+3.2%)

6% less first-time investments, than exits

New positions opened: 33 | Existing positions closed: 35

1% less funds holding

Funds holding: 200198 (-2)

9% less capital invested

Capital invested by funds: $2.13B → $1.95B (-$181M)

Holders
198
Holders Change
-2
Holders Change %
-1%
% of All Funds
5.74%
Holding in Top 10
11
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+10%
% of All Funds
0.32%
New
33
Increased
69
Reduced
60
Closed
35
Calls
$292M
Puts
$217M
Net Calls
+$75.2M
Net Calls Change
-$28.7M
Name Holding Trade Value Shares
Change
Change in
Stake
ST
76
Spot Trading
Illinois
$2.17M +$2.03M +52,060 +991%
JCM
77
Janney Capital Management
Pennsylvania
$2.15M -$6.25M -160,340 -74%
SSB
78
Sandy Spring Bank
Maryland
$2.09M +$624K +16,010 +41%
GCA
79
Greenwood Capital Associates
South Carolina
$1.95M +$1.02M +26,137 +103%
QCM
80
Quadrant Capital Management
New Jersey
$1.91M +$160K +4,100 +9%
KFS
81
KMS Financial Services
Washington
$1.86M +$69.1K +1,773 +4%
CFB
82
Cullen/Frost Bankers
Texas
$1.78M +$1.59M +40,895 +661%
UCFA
83
United Capital Financial Advisors
Texas
$1.75M -$39K -1,000 -2%
BCI
84
Brinker Capital Investments
Pennsylvania
$1.74M
Commonwealth Equity Services
85
Commonwealth Equity Services
Massachusetts
$1.71M -$248K -6,361 -12%
OC
86
Oppenheimer & Co
New York
$1.54M +$490K +12,562 +44%
PP
87
Patten & Patten
Tennessee
$1.54M +$30.7K +787 +2%
GI
88
GAMCO Investors
Connecticut
$1.51M
NAM
89
NTV Asset Management
West Virginia
$1.5M
Nomura Holdings
90
Nomura Holdings
Japan
$1.48M -$2.19M -56,159 -59%
LCM
91
Lucas Capital Management
New Jersey
$1.47M +$123K +3,155 +9%
PWM
92
ParenteBeard Wealth Management
Pennsylvania
$1.37M -$14.5K -372 -1%
IAA
93
Ironsides Asset Advisors
North Carolina
$1.37M +$1.41M +36,219 New
LTFS
94
Ladenburg Thalmann Financial Services
Florida
$1.33M +$827K +21,201 +152%
PWPCM
95
Perella Weinberg Partners Capital Management
New York
$1.32M +$1.36M +35,000 New
AAS
96
Annex Advisory Services
Wisconsin
$1.31M -$96.2K -2,467 -7%
DC
97
Deere & Company
Illinois
$1.23M +$409K +10,500 +48%
FMWA
98
Forvis Mazars Wealth Advisors
Missouri
$1.22M +$6.94K +178 +0.6%
NL
99
NWAM LLC
Washington
$1.21M +$75.9K +1,947 +6%
Citadel Advisors
100
Citadel Advisors
Florida
$1.18M +$963K +24,700 +380%

KRE Hedge Fund Activity: Q3 2014 in Review

198 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Regional Banking ETF (KRE) for Q3 2014, worth a combined $1.95B — down 8.5% from $2.13B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of KRE and 33 opened new positions — a net loss of 2 holders — while 60 trimmed existing stakes and 69 added.

The largest buyer was Deutsche Bank, adding an estimated $42.5M. The largest seller was Hefren-Tillotson, cutting an estimated $78.9M.

  • 198 institutional investors held State Street SPDR S&P Regional Banking ETF (KRE) as of Q3 2014, down from 200 in Q2 2014.
  • Funds reported $1.95B of State Street SPDR S&P Regional Banking ETF stock for Q3 2014, down 8.5% quarter-over-quarter.
  • 33 funds opened new State Street SPDR S&P Regional Banking ETF positions in Q3 2014 and 35 closed out, a net change of -2 holders.
  • The largest State Street SPDR S&P Regional Banking ETF buyer in Q3 2014 was Deutsche Bank, an estimated $42.5M added.
  • The largest State Street SPDR S&P Regional Banking ETF seller in Q3 2014 was Hefren-Tillotson, an estimated $78.9M sold.

Based on aggregated 13F filings for Q3 2014.