Annex Advisory Services’s State Street SPDR S&P Regional Banking ETF KRE Stock Holding History

Annex Advisory Services’s Portfolio KRE Stock Details KRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-34,570	Closed	-$1.31M	–	100
2014 Q3	$1.31M	Sell	34,570 -2,467	-7%	-$96.2K	0.44%	20
2014 Q2	$1.49M	Sell	37,037 -385	-1%	-$15.1K	0.51%	21
2014 Q1	$1.55M	Sell	37,422 -3,558	-9%	-$142K	0.58%	20
2013 Q4	$1.66M	Sell	40,980 -4,417	-10%	-$169K	0.64%	19
2013 Q3	$1.62M	Sell	45,397 -4,672	-9%	-$169K	0.75%	22
2013 Q2	$1.7M	Buy	+50,069	New	+$1.6M	0.94%	24

Other funds holding KRE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

DCM

Discovery Capital Management South Norwalk, Connecticut $1.92B AUM 218.96% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Hefren-Tillotson Pittsburgh, Pennsylvania $523M AUM 4.13% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Annex Advisory Services's KRE Position: Q4 2014 in Review

Annex Advisory Services sold out of State Street SPDR S&P Regional Banking ETF (KRE) in Q4 2014, closing a stake of 34,570 shares — an estimated $1.31M sold.

Annex Advisory Services first reported a position in KRE in Q2 2013 and held it in 6 quarters. The position peaked at $1.7M in Q2 2013. 212 funds tracked by Wall St. Rank hold KRE as of Q4 2014.

Annex Advisory Services reported no remaining State Street SPDR S&P Regional Banking ETF position as of Q4 2014 after selling out during the quarter.
Annex Advisory Services sold 34,570 State Street SPDR S&P Regional Banking ETF shares in Q4 2014, an estimated $1.31M.
Annex Advisory Services first reported a position in State Street SPDR S&P Regional Banking ETF in Q2 2013 and held it in 6 quarters.
Annex Advisory Services's State Street SPDR S&P Regional Banking ETF position peaked at $1.7M in Q2 2013.
212 funds tracked by Wall St. Rank held State Street SPDR S&P Regional Banking ETF as of Q4 2014.

Based on Annex Advisory Services's 13F filing for Q4 2014, filed 6 Feb 2015.