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iShares US Financial Services ETF

82 hedge funds and large institutions have $393M invested in iShares US Financial Services ETF in 2015 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

22% more call options, than puts

Call options by funds: $3.86M | Put options by funds: $3.18M

21% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 19

15% more capital invested

Capital invested by funds: $343M → $393M (+$50.5M)

5% more funds holding

Funds holding: 7882 (+4)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

18.58% less ownership

Funds ownership: 155.19%136.61% (-19%)

Holders
82
Holders Change
+4
Holders Change %
+5.13%
% of All Funds
2.29%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
23
Increased
26
Reduced
17
Closed
19
Calls
$3.86M
Puts
$3.18M
Net Calls
+$684K
Net Calls Change
-$519K
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$108M +$116M +3,782,469 +1,483,321%
Goldman Sachs
2
Goldman Sachs
New York
$47.5M +$7.21M +234,975 +16%
Bank of America
3
Bank of America
North Carolina
$41.7M +$4.74M +154,494 +12%
Morgan Stanley
4
Morgan Stanley
New York
$41.7M +$8.31M +270,990 +23%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$19.2M +$402K +13,107 +2%
Wells Fargo
6
Wells Fargo
California
$16.7M +$1.33M +43,401 +8%
Citadel Advisors
7
Citadel Advisors
Florida
$8.84M +$3.95M +128,910 +71%
UBS Group
8
UBS Group
Switzerland
$8.8M -$1.12M -36,660 -11%
Schroder Investment Management Group
9
Schroder Investment Management Group
United Kingdom
$8.71M
HF
10
Hoxton Financial
West Virginia
$8.67M +$36.1K +1,176 +0.4%
CA
11
Cumberland Advisors
Florida
$6.54M -$309K -10,080 -4%
LPL Financial
12
LPL Financial
California
$6.42M +$2.62M +85,509 +64%
HighTower Advisors
13
HighTower Advisors
Illinois
$6.14M +$1.32M +43,203 +25%
Fidelity Investments
14
Fidelity Investments
Massachusetts
$5.76M -$3.18M -103,737 -34%
ANTB
15
AMG National Trust Bank
Colorado
$5.01M +$433K +14,127 +9%
MCWS
16
McKinley Carter Wealth Services
West Virginia
$4.76M +$113K +3,675 +2%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$4.2M +$4.52M +147,399 New
CS
18
Credit Suisse
Switzerland
$4.05M +$4.36M +142,329 New
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$3.42M +$295K +9,624 +9%
SI
20
Stephens Inc
Arkansas
$2.98M +$19.5K +636 +0.6%
GLRA
21
Gerald L. Ray & Associates
Texas
$2.5M -$71.8K -2,340 -3%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$2.08M -$22.7K -741 -1%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.85M +$1.99M +64,926 New
VKH
24
Virtu KCG Holdings
New York
$1.67M +$1.8M +58,614 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$1.65M +$1.63M +53,250 +1,175%

IYG Hedge Fund Activity: Q3 2015 in Review

82 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares US Financial Services ETF (IYG) for Q3 2015, worth a combined $393M — up 15% from $343M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new IYG positions and 19 closed out — a net gain of 4 holders — while 26 added to existing stakes and 17 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $116M. The largest seller was Pinnacle Advisory Group, exiting entirely with an estimated $34.5M sold.

  • 82 institutional investors held iShares US Financial Services ETF (IYG) as of Q3 2015, up from 78 in Q2 2015.
  • Funds reported $393M of iShares US Financial Services ETF stock for Q3 2015, up 15% quarter-over-quarter.
  • 23 funds opened new iShares US Financial Services ETF positions in Q3 2015 and 19 closed out, a net change of +4 holders.
  • The largest iShares US Financial Services ETF buyer in Q3 2015 was AssetMark Inc, an estimated $116M added.
  • The largest iShares US Financial Services ETF seller in Q3 2015 was Pinnacle Advisory Group, an estimated $34.5M sold.

Based on aggregated 13F filings for Q3 2015.