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iShares US Financial Services ETF

66 hedge funds and large institutions have $306M invested in iShares US Financial Services ETF in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 30 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 12

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

39% more capital invested

Capital invested by funds: $221M → $306M (+$85.5M)

14.78% more ownership

Funds ownership: 136.05%150.84% (+15%)

6% more funds holding

Funds holding: 6266 (+4)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

37% less call options, than puts

Call options by funds: $378K | Put options by funds: $600K

Holders
66
Holders Change
+4
Holders Change %
+6.45%
% of All Funds
2.14%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
10
Increased
30
Reduced
12
Closed
6
Calls
$378K
Puts
$600K
Net Calls
-$222K
Net Calls Change
-$200K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$52.2M +$24.6M +983,910 +87%
Goldman Sachs
2
Goldman Sachs
New York
$33.1M +$366K +14,610 +1%
Bank of America
3
Bank of America
North Carolina
$26.9M -$11.7M -468,216 -30%
SG Americas Securities
4
SG Americas Securities
New York
$25.1M +$14.6M +581,808 +133%
BFA
5
Beaumont Financial Advisors
Massachusetts
$23.3M +$23.6M +945,006 New
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$19.6M +$17.9M +717,057 +956%
LPL Financial
7
LPL Financial
California
$16.8M +$3.17M +126,747 +24%
Wells Fargo
8
Wells Fargo
California
$15M +$350K +13,998 +2%
CPSAC
9
Chas P. Smith & Associates (CPS)
Florida
$13.5M +$1.38M +54,945 +11%
QA
10
Quantitative Advantage
Minnesota
$8.25M -$3.43M -137,118 -29%
U
11
UBS
Switzerland
$7.79M +$942K +37,629 +14%
HF
12
Hoxton Financial
West Virginia
$6.77M +$6.86M +274,158 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$6.03M +$5.05M +201,858 +479%
SFI
14
SPC Financial Inc
Maryland
$5.93M +$6.01M +240,075 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$4.08M +$468K +18,711 +13%
LPT
16
Legacy Private Trust
Wisconsin
$3.95M +$465K +18,561 +13%
FMP
17
Financial Management Professionals
Texas
$3.38M -$5.86K -234 -0.2%
ANTB
18
AMG National Trust Bank
Colorado
$3.25M
RJA
19
Raymond James & Associates
Florida
$3.02M +$3.06M +122,160 New
DS
20
DRW Securities
Illinois
$3.01M -$347K -13,851 -11%
CS
21
Credit Suisse
Switzerland
$2.83M +$2.34M +93,357 +436%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$2.04M -$6.57M -262,638 -76%
GLRA
23
Gerald L. Ray & Associates
Texas
$1.88M +$98.4K +3,930 +5%
JP Morgan Chase
24
JP Morgan Chase
New York
$1.77M -$301K -12,012 -14%
SI
25
Stephens Inc
Arkansas
$1.64M +$229K +9,144 +16%

IYG Hedge Fund Activity: Q3 2013 in Review

66 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares US Financial Services ETF (IYG) for Q3 2013, worth a combined $306M — up 39% from $221M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new IYG positions and 6 closed out — a net gain of 4 holders — while 30 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.6M. The largest seller was Bank of America, cutting an estimated $11.7M.

  • 66 institutional investors held iShares US Financial Services ETF (IYG) as of Q3 2013, up from 62 in Q2 2013.
  • Funds reported $306M of iShares US Financial Services ETF stock for Q3 2013, up 39% quarter-over-quarter.
  • 10 funds opened new iShares US Financial Services ETF positions in Q3 2013 and 6 closed out, a net change of +4 holders.
  • The largest iShares US Financial Services ETF buyer in Q3 2013 was Morgan Stanley, an estimated $24.6M added.
  • The largest iShares US Financial Services ETF seller in Q3 2013 was Bank of America, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.