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iShares US Financial Services ETF

68 hedge funds and large institutions have $332M invested in iShares US Financial Services ETF in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 15

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

14.51% more ownership

Funds ownership: 150.84%165.35% (+15%)

9% more capital invested

Capital invested by funds: $306M → $332M (+$26.2M)

3% more funds holding

Funds holding: 6668 (+2)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

42% less call options, than puts

Call options by funds: $394K | Put options by funds: $679K

Holders
68
Holders Change
+2
Holders Change %
+3.03%
% of All Funds
1.97%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
15
Increased
25
Reduced
15
Closed
12
Calls
$394K
Puts
$679K
Net Calls
-$285K
Net Calls Change
-$63K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63.4M +$4.15M +157,815 +7%
CPSAC
2
Chas P. Smith & Associates (CPS)
Florida
$47.7M +$30.6M +1,162,893 +213%
Goldman Sachs
3
Goldman Sachs
New York
$37.8M +$323K +12,294 +0.9%
Bank of America
4
Bank of America
North Carolina
$37.2M +$6.44M +244,842 +22%
LPL Financial
5
LPL Financial
California
$18.9M +$401K +15,252 +2%
Wells Fargo
6
Wells Fargo
California
$16.5M -$406K -15,444 -3%
U
7
UBS
Switzerland
$11.9M +$2.95M +112,170 +36%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$11.5M +$10.8M +412,158 New
QA
9
Quantitative Advantage
Minnesota
$9.48M +$143K +5,430 +2%
HF
10
Hoxton Financial
West Virginia
$7.85M +$183K +6,957 +3%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$7.84M +$972K +36,975 +15%
SFI
12
SPC Financial Inc
Maryland
$7.74M +$980K +37,275 +16%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$6.18M +$1.48M +56,382 +34%
CS
14
Credit Suisse
Switzerland
$4.17M +$908K +34,536 +30%
LPT
15
Legacy Private Trust
Wisconsin
$4.14M -$304K -11,547 -7%
ANTB
16
AMG National Trust Bank
Colorado
$3.71M +$35.5K +1,350 +1%
RJA
17
Raymond James & Associates
Florida
$3.37M -$39.5K -1,503 -1%
AP
18
Advisors Preferred
Maryland
$2.32M +$2.19M +83,190 New
GLRA
19
Gerald L. Ray & Associates
Texas
$2.14M +$11.8K +450 +0.6%
SI
20
Stephens Inc
Arkansas
$2.05M +$185K +7,044 +11%
SG Americas Securities
21
SG Americas Securities
New York
$1.95M -$24.9M -948,246 -93%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1.94M +$109K +4,131 +6%
SCM
23
Summit Capital Management
Washington
$1.94M +$1.83M +69,525 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.93M -$19M -722,883 -91%
JMPWA
25
JP Morgan Private Wealth Advisors
California
$1.79M +$114K +4,350 +7%

IYG Hedge Fund Activity: Q4 2013 in Review

68 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares US Financial Services ETF (IYG) for Q4 2013, worth a combined $332M — up 8.5% from $306M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new IYG positions and 12 closed out — a net gain of 3 holders — while 25 added to existing stakes and 15 trimmed.

The largest buyer was Chas P. Smith & Associates (CPS), adding an estimated $30.6M. The largest seller was SG Americas Securities, cutting an estimated $24.9M.

  • 68 institutional investors held iShares US Financial Services ETF (IYG) as of Q4 2013, up from 66 in Q3 2013.
  • Funds reported $332M of iShares US Financial Services ETF stock for Q4 2013, up 8.5% quarter-over-quarter.
  • 15 funds opened new iShares US Financial Services ETF positions in Q4 2013 and 12 closed out, a net change of +3 holders.
  • The largest iShares US Financial Services ETF buyer in Q4 2013 was Chas P. Smith & Associates (CPS), an estimated $30.6M added.
  • The largest iShares US Financial Services ETF seller in Q4 2013 was SG Americas Securities, an estimated $24.9M sold.

Based on aggregated 13F filings for Q4 2013.