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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS

161 hedge funds and large institutions have $2.42B invested in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in 2013 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 75 increasing their positions, 41 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

210% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 10

83% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 41

52% more call options, than puts

Call options by funds: $3.65M | Put options by funds: $2.4M

38% more capital invested

Capital invested by funds: $1.76B → $2.42B (+$665M)

29% more funds holding in top 10

Funds holding in top 10: 14 → 18 (+4)

14% more funds holding

Funds holding: 141 → 161 (+20)

5.04% less ownership

Funds ownership: 69.5% → 64.46% (-5%)

Holders
161
Holders Change
+20
Holders Change %
+14.18%
% of All Funds
4.67%
Holding in Top 10
18
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+28.57%
% of All Funds
0.52%
New
31
Increased
75
Reduced
41
Closed
10
Calls
$3.65M
Puts
$2.4M
Net Calls
+$1.24M
Net Calls Change
+$1.24M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$76.2M
2
Allianz Asset Management
Allianz Asset Management
Germany
+$43M
3
FSIM
F-Squared Investment Management
Massachusetts
+$26.5M
4
Morgan Stanley
Morgan Stanley
New York
+$21.4M
5
Bank of America
Bank of America
North Carolina
+$20.3M

Top Sellers

1
UCFA
United Capital Financial Advisors
Texas
-$16M
2
SONJCPFB
State of New Jersey Common Pension Fund B
New Jersey
-$10.5M
3
WIM
Windhaven Investment Management
Massachusetts
-$9.15M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$8.8M
5
Ohio Public Employees Retirement System (OPERS)
Ohio Public Employees Retirement System (OPERS)
Ohio
-$7.97M
Name Holding Trade Value Shares
Change 		Change in
Stake
AIM
51
Aspen Investment Management
Michigan
$4.14M +$160K +1,505 +4%
MFS
52
MSI Financial Services
Massachusetts
$4.07M +$270K +2,541 +7%
HNB
53
Huntington National Bank
Ohio
$4M – – –
ECM
54
Evergreen Capital Management
Washington
$3.55M -$5.99M -56,460 -63%
AWA
55
Arete Wealth Advisors
Illinois
$3.32M +$3.31M +31,223 New
MIU
56
Man Investments (UK)
United Kingdom
$3.18M +$918K +8,651 +41%
Cambridge Investment Research Advisors
57
Cambridge Investment Research Advisors
Iowa
$3M +$572K +5,396 +24%
AI
58
Atria Investments
North Carolina
$2.95M +$253K +2,381 +9%
FWM
59
Focused Wealth Management
New York
$2.92M +$102K +962 +4%
Natixis Advisors
60
Natixis Advisors
Massachusetts
$2.58M -$3.49M -32,901 -58%
Verition Fund Management
61
Verition Fund Management
Connecticut
$2.51M +$2.16M +20,333 +618%
LG
62
Leuthold Group
Minnesota
$2.27M -$32.9K -310 -1%
HC
63
HHG & Company
Connecticut
$2.25M -$3.29K -31 -0.1%
WC
64
Whitnell & Co
Illinois
$2.18M – – –
1IC
65
1919 Investment Counsel
Maryland
$2.06M -$10.5K -99 -0.5%
NEPWA
66
New England Private Wealth Advisors
Massachusetts
$2.02M +$264K +2,487 +15%
MBT
67
Montecito Bank & Trust
California
$1.93M +$1.2M +11,286 +166%
HCM
68
Hollencrest Capital Management
California
$1.92M +$1.92M +18,080 New
Creative Planning
69
Creative Planning
Kansas
$1.91M -$9.12K -86 -0.5%
SC
70
SouthState Corp
Florida
$1.89M +$1.89M +17,772 New
CWM
71
Cabot Wealth Management
Massachusetts
$1.81M +$32.4K +305 +2%
FAAS
72
First Allied Advisory Services
California
$1.79M -$166K -1,563 -9%
AR
73
Advisory Research
Illinois
$1.75M -$3.46M -32,630 -66%
Goldman Sachs
74
Goldman Sachs
New York
$1.69M +$1.09M +10,309 +184%
HFS
75
HL Financial Services
Kentucky
$1.57M +$308K +2,903 +24%
1 2
3
4 5

HYS Hedge Fund Activity: Q4 2013 in Review

161 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) for Q4 2013, worth a combined $2.42B — up 38% from $1.76B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new HYS positions and 10 closed out — a net gain of 21 holders — while 75 added to existing stakes and 41 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $76.2M. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $16M sold.

  • 161 institutional investors held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) as of Q4 2013, up from 141 in Q3 2013.
  • Funds reported $2.42B of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund stock for Q4 2013, up 38% quarter-over-quarter.
  • 31 funds opened new PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund positions in Q4 2013 and 10 closed out, a net change of +21 holders.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund buyer in Q4 2013 was Charles Schwab Investment Advisory, an estimated $76.2M added.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund seller in Q4 2013 was United Capital Financial Advisors, an estimated $16M sold.

Based on aggregated 13F filings for Q4 2013.