Advisory Research’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Advisory Research’s Portfolio HYS Stock Details HYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-5,369	Closed	-$508K	–	287
2015 Q3	$508K	Sell	5,369 -12,954	-71%	-$1.27M	0.01%	247
2015 Q2	$1.83M	Sell	18,323 -2,830	-13%	-$288K	0.02%	188
2015 Q1	$2.15M	Buy	21,153 +5,605	+36%	+$569K	0.02%	188
2014 Q4	$1.57M	Sell	15,548 -940	-6%	-$97K	0.02%	216
2014 Q3	$1.71M	Sell	16,488 -11,413	-41%	-$1.2M	0.02%	215
2014 Q2	$2.98M	Sell	27,901 -2,170	-7%	-$232K	0.03%	185
2014 Q1	$3.21M	Buy	30,071 +13,593	+82%	+$1.45M	0.03%	166
2013 Q4	$1.75M	Sell	16,478 -32,630	-66%	-$3.46M	0.02%	207
2013 Q3	$5.15M	Buy	49,108 +5,774	+13%	+$603K	0.06%	167
2013 Q2	$4.45M	Buy	+43,334	New	+$4.54M	0.05%	170

Other funds holding HYS

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Advisory Research's HYS Position: Q4 2015 in Review

Advisory Research sold out of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) in Q4 2015, closing a stake of 5,369 shares — an estimated $508K sold.

Advisory Research first reported a position in HYS in Q2 2013 and held it in 10 quarters. The position peaked at $5.15M in Q3 2013. 166 funds tracked by Wall St. Rank hold HYS as of Q4 2015.

Advisory Research reported no remaining PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position as of Q4 2015 after selling out during the quarter.
Advisory Research sold 5,369 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund shares in Q4 2015, an estimated $508K.
Advisory Research first reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q2 2013 and held it in 10 quarters.
Advisory Research's PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position peaked at $5.15M in Q3 2013.
166 funds tracked by Wall St. Rank held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund as of Q4 2015.

Based on Advisory Research's 13F filing for Q4 2015, filed 16 Feb 2016.