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Northern Trust High Yield Value-Scored Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FFA
101
Farther Finance Advisors
California
$13.8K +$8.05K +200 +141%
AWM
102
AE Wealth Management
Kansas
$11.2K -$23.7K -588 -68%
Franklin Resources
103
Franklin Resources
California
$10.5K – – –
CFO
104
Cambient Family Office
Michigan
$9.94K +$9.94K +247 New
CFD
105
Creative Financial Designs
Indiana
$8.09K – – –
MA
106
Marquette Associates
Illinois
$5.84K +$5.84K +145 New
HIA
107
Harbor Investment Advisory
Maryland
$5.56K +$5.56K +138 New
CT
108
Caldwell Trust
Florida
$5.43K – – –
CIAS
109
Capital Investment Advisory Services
North Carolina
$3.73K +$3.74K +93 New
JP Morgan Chase
110
JP Morgan Chase
New York
$2.3K -$18.2K -453 -89%
BNP Paribas Financial Markets
111
BNP Paribas Financial Markets
France
$443 -$886 -22 -67%
SEP
112
Signature Equity Partners
Ohio
$162 +$161 +4 New
AssetMark Inc
113
AssetMark Inc
California
$121 – – –
Wells Fargo
114
Wells Fargo
California
$6 -$308K -7,660 Closed
OMC
115
Old Mission Capital
Illinois
– -$2.11M -52,781 Closed
4WM
116
49 Wealth Management
Texas
– -$1.1M -27,413 Closed
FLPIM
117
F.L. Putnam Investment Management
Massachusetts
– -$316K -7,881 Closed
HighTower Advisors
118
HighTower Advisors
Illinois
– -$301K -7,518 Closed
TSS
119
Two Sigma Securities
New York
– -$228K -5,693 Closed
MA
120
Mutual Advisors
Nebraska
– -$223K -5,557 Closed
PTC
121
Private Trust Company
Ohio
– -$24.5K -612 Closed
KFG
122
Kingdom Financial Group
Arizona
– -$5.65K -141 Closed
LAS
123
Lloyd Advisory Services
Georgia
– -$5.65K -141 Closed
UBS Group
124
UBS Group
Switzerland
– -$4.01K -100 Closed
OSAM
125
O'Shaughnessy Asset Management
Connecticut
– -$1.92K -48 Closed