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Northern Trust High Yield Value-Scored Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$787M -$28.3M -691,722 -3%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$28.7M +$218K +5,330 +0.8%
Morgan Stanley
3
Morgan Stanley
New York
$18.8M +$789K +19,298 +4%
Bank of America
4
Bank of America
North Carolina
$17.8M +$1.57M +38,320 +10%
Envestnet Portfolio Solutions
5
Envestnet Portfolio Solutions
Illinois
$15.2M -$570K -13,933 -4%
BCM
6
Boltwood Capital Management
California
$11.7M +$332K +8,111 +3%
MML Investors Services
7
MML Investors Services
Massachusetts
$10.3M +$268K +6,564 +3%
OPAM
8
Ocean Park Asset Management
California
$10.3M +$2.24M +54,900 +28%
UBG
9
United Bank (Georgia)
Georgia
$9.98M +$387K +9,456 +4%
FNWM
10
Financial Network Wealth Management
Utah
$6.92M +$6.94M +169,803 New
PFPT
11
Pinnacle Financial Partners (Tennessee)
Tennessee
$5.96M -$279K -6,822 -5%
LPL Financial
12
LPL Financial
California
$5.85M -$243K -5,932 -4%
PAMP
13
Polar Asset Management Partners
Ontario, Canada
$5.85M +$106K +2,600 +2%
HB
14
Horizon Bancorp
Indiana
$5.21M +$698K +17,067 +16%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$4.89M +$228K +5,580 +5%
PNC
16
Park National Corp
Ohio
$4.27M +$1.61M +39,304 +61%
FUBT
17
First United Bank & Trust
Maryland
$4.12M +$390K +9,551 +11%
TCMP
18
Thrive Capital Management (Pennsylvania)
Pennsylvania
$3.73M -$702K -17,166 -16%
JFG
19
Jefferies Financial Group
New York
$2.93M +$2.9M +71,003 New
AWM
20
Axxcess Wealth Management
California
$2.62M +$417K +10,191 +19%
GHA
21
Granite Harbor Advisors
Texas
$2.51M -$111K -2,717 -4%
HIM
22
Hanlon Investment Management
New Jersey
$2.37M +$554K +13,555 +31%
Jane Street
23
Jane Street
New York
$2.17M +$310K +7,590 +17%
RCG
24
Rock Creek Group
District of Columbia
$2.14M +$1.81M +44,180 +568%
MLM
25
Mount Lucas Management
Pennsylvania
$1.92M +$83.5K +2,042 +5%