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Northern Trust High Yield Value-Scored Bond ETF
HYGV

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$13M +$21.9M +443,112 +71%
Morgan Stanley
2
Morgan Stanley
New York
$6.28M +$1.41M +28,593 +29%
BCM
3
Boltwood Capital Management
California
$6.23M +$1.37M +27,763 +28%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$4.53M -$891K -18,068 -17%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$4.37M +$89.4K +1,812 +2%
VBFP
6
Valtinson Bruner Financial Planning
Minnesota
$3M -$293K -5,935 -9%
Stifel Financial
7
Stifel Financial
Missouri
$2.89M +$948K +19,222 +49%
CWM
8
Cedar Wealth Management
California
$2.52M +$3.55K +72 +0.1%
IA
9
IFP Advisors
Florida
$2.27M +$308K +6,249 +16%
RW
10
RVW Wealth
California
$2M +$96.6K +1,958 +6%
LPL Financial
11
LPL Financial
California
$1.75M -$732K -14,841 -30%
3LCM
12
3D/L Capital Management
Connecticut
$1.71M -$202K -4,091 -11%
Jane Street
13
Jane Street
New York
$1.14M -$3.79M -76,873 -77%
IFA
14
Interactive Financial Advisors
Illinois
$1.02M +$183K +3,702 +22%
SWRP
15
Summit Wealth & Retirement Planning
California
$1.02M +$454K +9,203 +81%
RW
16
REDW Wealth
New Mexico
$944K +$298K +6,043 +46%
IFWM
17
Institute for Wealth Management
Colorado
$772K -$34.1K -691 -4%
SFS
18
Sowell Financial Services
Arkansas
$623K +$356K +7,221 +135%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$594K +$13.7K +277 +2%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$467K +$345K +6,987 +286%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$435K – – –
HIP
22
HUB Investment Partners
Texas
$380K +$378K +7,670 New
IIC
23
Ironwood Investment Counsel
Arizona
$371K +$370K +7,500 New
SPC
24
Sigma Planning Corp
Michigan
$340K +$46.9K +950 +16%
CAN
25
Cetera Advisor Networks
California
$329K +$109K +2,210 +50%
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