Heritage Commerce
HTBK
HTBK was delisted on the 17th of April, 2026.
100 hedge funds and large institutions have $278M invested in Heritage Commerce in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 39 increasing their positions, 25 reducing their positions, and 7 closing their positions.
56% more repeat investments, than reductions
Existing positions increased: 39 | Existing positions reduced: 25
43% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 7
34% more capital invested
Capital invested by funds: $208M → $278M (+$70.3M)
3% more funds holding
Funds holding: 97 → 100 (+3)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $643K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CCCPI
Castle Creek Capital Partners IV
Rancho Santa Fe,
California
|
+$27.2M |
| 2 |
T. Rowe Price Associates
Baltimore,
Maryland
|
+$20.5M |
| 3 |
PFP
Patriot Financial Partners
Radnor,
Pennsylvania
|
+$20.3M |
| 4 |
CIM
Calvert Investment Management
Bethesda,
Maryland
|
+$4.72M |
| 5 |
Two Sigma Investments
New York
|
+$1.47M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CP
Clover Partners
Dallas,
Texas
|
-$5.01M |
| 2 |
MCM
Maltese Capital Management
New York
|
-$3.74M |
| 3 |
BFC
Banc Funds Company
Chicago,
Illinois
|
-$2.66M |
| 4 |
OSAM
O'Shaughnessy Asset Management
Stamford,
Connecticut
|
-$1.57M |
| 5 |
EI
EAM Investors
Solana Beach,
California
|
-$1.22M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
EI
101
EAM Investors
Solana Beach,
California
| – | -$1.22M | -115,550 | Closed |
|
|
PAPAIJV
102
Paragon Associates & Paragon Associates II Joint Venture
Dallas,
Texas
| – | -$1.05M | -100,000 | Closed |
|
|
CC
103
Consector Capital
New York
| – | -$841K | -79,878 | Closed |
|
|
CG
104
Caprock Group
Boise,
Idaho
| – | -$151K | -14,360 | Closed |
|
|
PPA
105
Parametric Portfolio Associates
Seattle,
Washington
| – | -$125K | -11,873 | Closed |
|
106
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$1K | -63 | Closed |
|
107
Barclays
London,
United Kingdom
| – | +$33 | +3 | New |
|
HTBK Hedge Fund Activity: Q3 2016 in Review
100 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q3 2016, worth a combined $278M — up 34% from $208M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new HTBK positions and 7 closed out — a net gain of 3 holders — while 39 added to existing stakes and 25 trimmed.
The largest buyer was Castle Creek Capital Partners IV, adding an estimated $27.2M. The largest seller was Clover Partners, exiting entirely with an estimated $5.01M sold.
- 100 institutional investors held Heritage Commerce (HTBK) as of Q3 2016, up from 97 in Q2 2016.
- Funds reported $278M of Heritage Commerce stock for Q3 2016, up 34% quarter-over-quarter.
- 10 funds opened new Heritage Commerce positions in Q3 2016 and 7 closed out, a net change of +3 holders.
- The largest Heritage Commerce buyer in Q3 2016 was Castle Creek Capital Partners IV, an estimated $27.2M added.
- The largest Heritage Commerce seller in Q3 2016 was Clover Partners, an estimated $5.01M sold.
Based on aggregated 13F filings for Q3 2016.