O'Shaughnessy Asset Management’s Heritage Commerce HTBK Stock Holding History

O'Shaughnessy Asset Management’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-91,001	Closed	-$996K	–	948
2016 Q3	$996K	Sell	91,001 -142,267	-61%	-$1.57M	0.02%	271
2016 Q2	$2.46M	Sell	233,268 -35,786	-13%	-$373K	0.06%	187
2016 Q1	$2.71M	Buy	269,054 +3,889	+1%	+$38.2K	0.07%	175
2015 Q4	$3.17M	Buy	265,165 +96,515	+57%	+$1.06M	0.08%	171
2015 Q3	$1.91M	Buy	168,650 +165,901	+6,035%	+$1.78M	0.04%	240
2015 Q2	$26K	Buy	2,749 +755	+38%	+$6.89K	﹤0.01%	660
2015 Q1	$18K	Buy	1,994 +964	+94%	+$8.37K	﹤0.01%	687
2014 Q4	$9K	Buy	+1,030	New	+$8.81K	﹤0.01%	809

Other funds holding HTBK

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BFC

Banc Funds Company Chicago, Illinois $537M AUM 17.34% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

WHG

Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

ZDA

Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return

O'Shaughnessy Asset Management's HTBK Position: Q4 2016 in Review

O'Shaughnessy Asset Management sold out of Heritage Commerce (HTBK) in Q4 2016, closing a stake of 91,001 shares — an estimated $996K sold.

O'Shaughnessy Asset Management first reported a position in HTBK in Q4 2014 and held it in 8 quarters. The position peaked at $3.17M in Q4 2015. 103 funds tracked by Wall St. Rank hold HTBK as of Q4 2016.

O'Shaughnessy Asset Management reported no remaining Heritage Commerce position as of Q4 2016 after selling out during the quarter.
O'Shaughnessy Asset Management sold 91,001 Heritage Commerce shares in Q4 2016, an estimated $996K.
O'Shaughnessy Asset Management first reported a position in Heritage Commerce in Q4 2014 and held it in 8 quarters.
O'Shaughnessy Asset Management's Heritage Commerce position peaked at $3.17M in Q4 2015.
103 funds tracked by Wall St. Rank held Heritage Commerce as of Q4 2016.

Based on O'Shaughnessy Asset Management's 13F filing for Q4 2016, filed 10 Feb 2017.