Paragon Associates & Paragon Associates II Joint Venture’s Heritage Commerce HTBK Stock Holding History

Paragon Associates & Paragon Associates II Joint Venture’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-100,000	Closed	-$1.05M	–	16
2016 Q2	$1.05M	Hold	100,000	–	–	1.03%	17
2016 Q1	$1M	Hold	100,000	–	–	0.84%	14
2015 Q4	$1.2M	Buy	100,000 +40,000	+67%	+$440K	1.02%	14
2015 Q3	$680K	Buy	60,000 +10,000	+20%	+$107K	0.73%	16
2015 Q2	$481K	Buy	+50,000	New	+$457K	0.42%	18

Other funds holding HTBK

PFP

Patriot Financial Partners Radnor, Pennsylvania $284M AUM 20.43% 1-Year Est. Return

CCCPI

Castle Creek Capital Partners IV Rancho Santa Fe, California $28M AUM 43.6% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

BFC

Banc Funds Company Chicago, Illinois $537M AUM 17.34% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

PFC

Phocas Financial Corp Alameda, California $721M AUM 63.77% 1-Year Est. Return

Paragon Associates & Paragon Associates II Joint Venture's HTBK Position: Q3 2016 in Review

Paragon Associates & Paragon Associates II Joint Venture sold out of Heritage Commerce (HTBK) in Q3 2016, closing a stake of 100,000 shares — an estimated $1.05M sold.

Paragon Associates & Paragon Associates II Joint Venture first reported a position in HTBK in Q2 2015 and held it in 5 quarters. The position peaked at $1.2M in Q4 2015. 100 funds tracked by Wall St. Rank hold HTBK as of Q3 2016.

Paragon Associates & Paragon Associates II Joint Venture reported no remaining Heritage Commerce position as of Q3 2016 after selling out during the quarter.
Paragon Associates & Paragon Associates II Joint Venture sold 100,000 Heritage Commerce shares in Q3 2016, an estimated $1.05M.
Paragon Associates & Paragon Associates II Joint Venture first reported a position in Heritage Commerce in Q2 2015 and held it in 5 quarters.
Paragon Associates & Paragon Associates II Joint Venture's Heritage Commerce position peaked at $1.2M in Q4 2015.
100 funds tracked by Wall St. Rank held Heritage Commerce as of Q3 2016.

Based on Paragon Associates & Paragon Associates II Joint Venture's 13F filing for Q3 2016, filed 14 Nov 2016.