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HTBK

Heritage Commerce
HTBK

Delisted

HTBK was delisted on the 17th of April, 2026.

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114 hedge funds and large institutions have $480M invested in Heritage Commerce in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 47 increasing their positions, 34 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 34

3.76% less ownership

Funds ownership: 78.13% → 74.36% (-3.8%)

6% less funds holding

Funds holding: 121 → 114 (-7)

10% less capital invested

Capital invested by funds: $535M → $480M (-$55M)

39% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 18

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.82M

Holders
114
Holders Change
-7
Holders Change %
-5.79%
% of All Funds
2.61%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
47
Reduced
34
Closed
18
Calls
–
Puts
$1.82M
Net Calls
-$1.82M
Net Calls Change
-$1.82M

Top Buyers

Rank Fund Capital Flow
1
KCM
Kennedy Capital Management
Missouri
+$10M
2
State Street
State Street
Massachusetts
+$8.49M
3
PFC
Phocas Financial Corp
California
+$5.56M
4
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
+$5.43M
5
SCA
Stieven Capital Advisors
Missouri
+$5.2M

Top Sellers

Rank Fund Capital Flow
1
BFC
Banc Funds Company
Illinois
-$6.52M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$5.86M
3
Millennium Management
Millennium Management
New York
-$5.68M
4
AL
AJO LP
Pennsylvania
-$3.72M
5
BA
Boston Advisors
Massachusetts
-$3.47M
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
76
American International Group
New York
$396K +$7.55K +477 +2%
QI
77
QS Investors
New York
$395K – – –
GIP
78
Granite Investment Partners
California
$369K -$1.22K -77 -0.3%
Susquehanna International Group
79
Susquehanna International Group
Pennsylvania
$352K +$196K +12,353 +110%
PCM
80
Palouse Capital Management
Washington
$276K -$4.56K -288 -2%
MIM
81
MetLife Investment Management
New Jersey
$266K – – –
SCM
82
Silvant Capital Management
Georgia
$258K – – –
VOYA Investment Management
83
VOYA Investment Management
Georgia
$240K – – –
Principal Financial Group
84
Principal Financial Group
Iowa
$240K +$3.66K +231 +1%
Royal Bank of Canada
85
Royal Bank of Canada
Ontario, Canada
$240K +$176K +11,104 +222%
CG
86
Caprock Group
Idaho
$214K – – –
Bank of Montreal
87
Bank of Montreal
Ontario, Canada
$198K -$127 -8 -0.1%
MLICM
88
Metropolitan Life Insurance Company (MetLife)
New York
$191K – – –
ARTA
89
A.R.T. Advisors
New York
$190K +$203K +12,800 New
Simplex Trading
90
Simplex Trading
Illinois
$185K +$149K +9,415 +309%
MC
91
Menta Capital
California
$182K -$1.26M -79,863 -87%
LTFS
92
Ladenburg Thalmann Financial Services
Florida
$174K +$110K +6,960 +147%
PI
93
PEAK6 Investments
Illinois
$174K +$184K +11,633 New
AIA
94
AIMZ Investment Advisors
California
$170K – – –
Bessemer Group
95
Bessemer Group
New Jersey
$164K -$497K -31,400 -74%
GC
96
Globeflex Capital
California
$163K -$348K -22,000 -67%
SCM
97
Stevens Capital Management
Pennsylvania
$161K +$171K +10,816 New
Citigroup
98
Citigroup
New York
$154K +$99.2K +6,269 +154%
OWA
99
One Wealth Advisors
California
$150K – – –
IA
100
IFP Advisors
Florida
$145K +$1.04K +66 +0.7%
2 3
4
5 6

HTBK Hedge Fund Activity: Q3 2018 in Review

114 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q3 2018, worth a combined $480M — down 10% from $535M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of HTBK and 11 opened new positions — a net loss of 7 holders — while 34 trimmed existing stakes and 47 added.

The largest buyer was Kennedy Capital Management, adding an estimated $10M. The largest seller was Banc Funds Company, cutting an estimated $6.52M.

  • 114 institutional investors held Heritage Commerce (HTBK) as of Q3 2018, down from 121 in Q2 2018.
  • Funds reported $480M of Heritage Commerce stock for Q3 2018, down 10% quarter-over-quarter.
  • 11 funds opened new Heritage Commerce positions in Q3 2018 and 18 closed out, a net change of -7 holders.
  • The largest Heritage Commerce buyer in Q3 2018 was Kennedy Capital Management, an estimated $10M added.
  • The largest Heritage Commerce seller in Q3 2018 was Banc Funds Company, an estimated $6.52M sold.

Based on aggregated 13F filings for Q3 2018.