A.R.T. Advisors’s Heritage Commerce HTBK Stock Holding History

A.R.T. Advisors’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-26,350	Closed	-$338K	–	482
2019 Q4	$338K	Buy	26,350 +7,700	+41%	+$93.7K	0.02%	988
2019 Q3	$219K	Buy	+18,650	New	+$222K	0.01%	1162
2019 Q2	–	Sell	-13,650	Closed	-$165K	–	1476
2019 Q1	$165K	Buy	+13,650	New	+$178K	0.01%	1105
2018 Q4	–	Sell	-12,800	Closed	-$190K	–	1469
2018 Q3	$190K	Buy	+12,800	New	+$203K	0.01%	1204
2018 Q2	–	Sell	-11,100	Closed	-$182K	–	1572
2018 Q1	$182K	Buy	+11,100	New	+$180K	0.01%	1286

Other funds holding HTBK

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

WHG

Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

A.R.T. Advisors's HTBK Position: Q1 2020 in Review

A.R.T. Advisors sold out of Heritage Commerce (HTBK) in Q1 2020, closing a stake of 26,350 shares — an estimated $338K sold.

A.R.T. Advisors first reported a position in HTBK in Q1 2018 and held it in 5 quarters. The position peaked at $338K in Q4 2019. 117 funds tracked by Wall St. Rank hold HTBK as of Q1 2020.

A.R.T. Advisors reported no remaining Heritage Commerce position as of Q1 2020 after selling out during the quarter.
A.R.T. Advisors sold 26,350 Heritage Commerce shares in Q1 2020, an estimated $338K.
A.R.T. Advisors first reported a position in Heritage Commerce in Q1 2018 and held it in 5 quarters.
A.R.T. Advisors's Heritage Commerce position peaked at $338K in Q4 2019.
117 funds tracked by Wall St. Rank held Heritage Commerce as of Q1 2020.

Based on A.R.T. Advisors's 13F filing for Q1 2020, filed 15 May 2020.