Principal Financial Group’s Heritage Commerce HTBK Stock Holding History

Principal Financial Group’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-128,044	Closed	-$1.6M	–	2202
2026 Q1	$1.6M	Buy	+128,044	New	+$1.63M	﹤0.01%	1862
2019 Q2	–	Sell	-24,837	Closed	-$301K	–	2249
2019 Q1	$301K	Sell	24,837 -111	-0.4%	-$1.45K	﹤0.01%	2035
2018 Q4	$283K	Buy	24,948 +8,892	+55%	+$123K	﹤0.01%	2041
2018 Q3	$240K	Buy	16,056 +231	+1%	+$3.66K	﹤0.01%	2128
2018 Q2	$269K	Buy	15,825 +1,838	+13%	+$31.2K	﹤0.01%	2098
2018 Q1	$231K	Buy	13,987 +1,316	+10%	+$21.3K	﹤0.01%	2077
2017 Q4	$194K	Sell	12,671 -43	-0.3%	-$654	﹤0.01%	2140
2017 Q3	$181K	Hold	12,714	–	–	﹤0.01%	2118
2017 Q2	$175K	Buy	+12,714	New	+$176K	﹤0.01%	2144

Other funds holding HTBK

LWM

Liberty Wealth Management Oakland, California $800M AUM 22.73% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Principal Financial Group's HTBK Position: Q2 2026 in Review

Principal Financial Group sold out of Heritage Commerce (HTBK) in Q2 2026, closing a stake of 128,044 shares — an estimated $1.6M sold.

Principal Financial Group first reported a position in HTBK in Q2 2017 and held it in 9 quarters. The position peaked at $1.6M in Q1 2026. 2 funds tracked by Wall St. Rank hold HTBK as of Q2 2026.

Principal Financial Group reported no remaining Heritage Commerce position as of Q2 2026 after selling out during the quarter.
Principal Financial Group sold 128,044 Heritage Commerce shares in Q2 2026, an estimated $1.6M.
Principal Financial Group first reported a position in Heritage Commerce in Q2 2017 and held it in 9 quarters.
Principal Financial Group's Heritage Commerce position peaked at $1.6M in Q1 2026.
2 funds tracked by Wall St. Rank held Heritage Commerce as of Q2 2026.

Based on Principal Financial Group's 13F filing for Q2 2026, filed 4 Aug 2026.