Principal Financial Group’s Heritage Commerce HTBK Stock Holding History

Principal Financial Group’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.6M	Buy	+128,044	New	+$1.63M	﹤0.01%	1862
2019 Q2	–	Sell	-24,837	Closed	-$301K	–	2249
2019 Q1	$301K	Sell	24,837 -111	-0.4%	-$1.45K	﹤0.01%	2035
2018 Q4	$283K	Buy	24,948 +8,892	+55%	+$123K	﹤0.01%	2041
2018 Q3	$240K	Buy	16,056 +231	+1%	+$3.66K	﹤0.01%	2128
2018 Q2	$269K	Buy	15,825 +1,838	+13%	+$31.2K	﹤0.01%	2098
2018 Q1	$231K	Buy	13,987 +1,316	+10%	+$21.3K	﹤0.01%	2077
2017 Q4	$194K	Sell	12,671 -43	-0.3%	-$654	﹤0.01%	2140
2017 Q3	$181K	Hold	12,714	–	–	﹤0.01%	2118
2017 Q2	$175K	Buy	+12,714	New	+$176K	﹤0.01%	2144

Other funds holding HTBK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

HAM

HoldCo Asset Management Fort Lauderdale, Florida $1.34B AUM 28.06% 1-Year Est. Return

FTCM

First Trust Capital Management Chicago, Illinois $1.9B AUM 58.39% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Principal Financial Group's HTBK Position: Q1 2026 in Review

Principal Financial Group opened a new position in Heritage Commerce (HTBK) in Q1 2026: 128,044 shares worth $1.6M. The stake represents ﹤0.01% of the portfolio and ranks #1862 among its holdings. This is a return to the name: Principal Financial Group previously reported a position in HTBK as recently as Q1 2019.

Principal Financial Group first reported a position in HTBK in Q2 2017 and has held it in 9 quarters since. 195 funds tracked by Wall St. Rank hold HTBK as of Q1 2026.

Principal Financial Group held 128,044 shares of Heritage Commerce worth $1.6M as of Q1 2026.
Heritage Commerce was a new Principal Financial Group position in Q1 2026.
Heritage Commerce made up ﹤0.01% of Principal Financial Group's portfolio in Q1 2026, its #1862 holding.
Principal Financial Group first reported a position in Heritage Commerce in Q2 2017 and has held it in 9 quarters since.
195 funds tracked by Wall St. Rank held Heritage Commerce as of Q1 2026.

Based on Principal Financial Group's 13F filing for Q1 2026, filed 4 May 2026.