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Horizon Technology Finance

Name Holding Trade Value Shares
Change
Change in
Stake
WSTAM
26
Wilbanks Smith & Thomas Asset Management
Virginia
$166K -$61.3K -5,000 -26%
KA
27
Kovack Advisors
Florida
$160K +$30K +2,448 +22%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$159K +$164K +13,402 New
Northern Trust
29
Northern Trust
Illinois
$129K +$133K +10,855 New
SPIA
30
Steward Partners Investment Advisory
New York
$93.9K +$96.9K +7,902 New
QT
31
Quantbot Technologies
New York
$36.3K -$33.4K -2,726 -47%
Bank of America
32
Bank of America
North Carolina
$31.7K +$5.46K +445 +20%
CM
33
Caption Management
Oklahoma
$28.5K +$29.5K +2,403 New
POIA
34
Pin Oak Investment Advisors
Texas
$23K +$13.5K +1,103 +138%
Qube Research & Technologies (QRT)
35
Qube Research & Technologies (QRT)
United Kingdom
$16.9K +$17.4K +1,421 New
AWM
36
Avior Wealth Management
Nebraska
$8.32K
GGI
37
Godsey & Gibb Inc
Virginia
$6.04K +$6.23K +508 New
US Bancorp
38
US Bancorp
Minnesota
$5.35K
Simplex Trading
39
Simplex Trading
Illinois
$4K +$5.12K +417 New
AF
40
Allworth Financial
California
$3.11K +$86 +7 +3%
SIS
41
Sound Income Strategies
Florida
$713
SWM
42
Spire Wealth Management
Virginia
$594
Fidelity Investments
43
Fidelity Investments
Massachusetts
$24
Mackenzie Financial
44
Mackenzie Financial
Ontario, Canada
-$569K -46,297 Closed
RR
45
Robotti Robert
-$393K -32,500 Closed
YIH
46
Y-Intercept (HK)
Hong Kong
-$248K -20,551 Closed
SSA
47
Schonfeld Strategic Advisors
New York
-$169K -14,000 Closed
Invesco
48
Invesco
Georgia
-$168K -13,903 Closed
HF
49
HRT Financial
New York
-$159K -13,187 Closed
BWP
50
BSW Wealth Partners
Colorado
-$144K -11,902 Closed