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HMH

HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH

Delisted

HMH was delisted on the 12th of August, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$1.5M +$102 +16 +0%
PRCM
2
Pine River Capital Management
Minnesota
$1.04M -$181K -28,379 -16%
YMRC
3
Yorktown Management & Research Company
Virginia
$496K
OC
4
Oppenheimer & Co
New York
$350K -$43.9K -6,896 -12%
RJA
5
Raymond James & Associates
Florida
$283K -$1.17K -184 -0.4%
Creative Planning
6
Creative Planning
Kansas
$149K +$120K +18,858 +629%
FAAS
7
First Allied Advisory Services
California
$142K
LPL Financial
8
LPL Financial
California
$105K +$97.9K +15,384 New
SWA
9
SFMG Wealth Advisors
Texas
$68K
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$45K -$12.9K -2,023 -23%
Morgan Stanley
11
Morgan Stanley
New York
$39K
Wells Fargo
12
Wells Fargo
California
$26K -$11.7K -1,831 -33%
U
13
UBS
Switzerland
$19K -$67.3K -10,580 -79%
Bank of America
14
Bank of America
North Carolina
$17K -$94.8K -14,891 -86%
Ameriprise
15
Ameriprise
Minnesota
$14K +$12.7K +2,000 New
MFS
16
MSI Financial Services
Massachusetts
$10K
DAM
17
Delta Asset Management
Tennessee
$4K
WA
18
WFG Advisors
Texas
$4K
RCM
19
Rivernorth Capital Management
Florida
-$813K -135,222 Closed
DA
20
Doliver Advisors
Texas
-$159K -26,484 Closed
SCM
21
Saba Capital Management
New York
-$142K -23,612 Closed
VKH
22
Virtu KCG Holdings
New York
-$61K -10,092 Closed
TJHA
23
Thomas J. Herzfeld Advisors
Florida
-$18K -3,000 Closed