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HIS

BLACKROCK HIGH INCM SHS SHS BEN INT
HIS

Delisted

HIS was delisted on the 15th of November, 2013.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
– -$3.41M -1,641,507 Closed
TAM
2
Third Avenue Management
New York
– -$1.66M -799,788 Closed
AAM
3
Advisors Asset Management
Colorado
– -$1.15M -552,307 Closed
SIA
4
Sit Investment Associates
Minnesota
– -$960K -461,419 Closed
Morgan Stanley
5
Morgan Stanley
New York
– -$700K -336,415 Closed
WAM
6
Wolverine Asset Management
Illinois
– -$503K -241,990 Closed
U
7
UBS
Switzerland
– -$396K -190,534 Closed
Bank of America
8
Bank of America
North Carolina
– -$378K -181,710 Closed
SFS
9
Shaker Financial Services
Virginia
– -$370K -177,803 Closed
DA
10
Doliver Advisors
Texas
– -$282K -135,435 Closed
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
– -$230K -110,579 Closed
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
– -$144K -69,100 Closed
Neuberger Berman Group
13
Neuberger Berman Group
New York
– -$127K -61,215 Closed
LPL Financial
14
LPL Financial
California
– -$118K -57,217 Closed
PRCM
15
Pine River Capital Management
Minnesota
– -$115K -55,431 Closed
HighTower Advisors
16
HighTower Advisors
Illinois
– -$102K -49,196 Closed
RFC
17
Regions Financial Corp
Alabama
– -$94K -45,000 Closed
ACM
18
Aviance Capital Management
Florida
– -$85K -40,655 Closed
FAAS
19
First Allied Advisory Services
California
– -$82K -40,284 Closed
PAA
20
Peregrine Asset Advisers
Oregon
– -$67K -32,200 Closed
Wells Fargo
21
Wells Fargo
California
– -$65K -31,471 Closed
RCM
22
Rivernorth Capital Management
Florida
– -$52K -25,000 Closed
MFS
23
MSI Financial Services
Massachusetts
– -$46K -22,292 Closed
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
– -$31K -15,000 Closed
Mariner
25
Mariner
Kansas
– -$29K -14,055 Closed
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